Glutamate systems in cocaine addiction Peter W Kalivas

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Glutamate systems in cocaine addiction
Peter W Kalivas

All addictive drugs facilitate dopamine transmission, and              In contrast to dopamine, glutamate transmission appears
determining the role of dopamine has been the predominant              to be a primary contributor in the majority of examples of
focus of biomedical research in addiction for 20 years. Newer          enduring neuroplasticity in the brain, and the develop-
data and hypotheses have begun to shift our focus to                   ment and expression of cocaine addiction is no exception
involvement of cortex and corticofugal glutamate projections.          [4]. For example, convincing neuropharmacological evi-
The rationale for shifting focus to glutamate ranges from              dence for involvement of glutamate transmission in the
evidence showing that cortical activity is altered in addicts to       development and expression of behavioral sensitization
data from animal models demonstrating drug-induced changes             to repeated cocaine administration has accumulated over
in the function of proteins that regulate pre- and postsynaptic        the past decade [5]. In this review, we proceed from this
glutamate neurotransmission. Recent studies have particularly          neuropharmacological foundation and explore the invol-
focused on involvement of a circuit that includes glutamate            vement of glutamate in the reinstatement model of
projections from the prefrontal cortex to the nucleus accumbens.       relapse. Specifically, we examine recent data supporting
                                                                       the hypothesis that altered glutamate transmission in the
Addresses                                                              projection from the prefrontal cortex to the nucleus
Department of Physiology & Neuroscience, Medical University of South   accumbens mediates behavioral neuroplasticity asso-
Carolina, 173 Ashley Ave, BSB 403, Charleston, SC 29465, USA           ciated with addiction, including relapse and sensitization
e-mail: kalivasp@musc.edu
                                                                       to components of the drug experience.

  Current Opinion in Pharmacology 2004, 4:23–29                        Neurocircuitry in addiction
                                                                       Figure 1 shows the interconnected circuit amalgamated
  This review comes from a themed issue on
  Neurosciences
                                                                       from a 20-year research effort that is thought to be
  Edited by Joseph Coyle                                               necessary to develop addiction and to manifest addictive
                                                                       behaviors, such as relapse and sensitization [6,7]. This
  1471-4892/$ – see front matter
                                                                       circuit is derived from studies that employ neuroimaging
  ß 2003 Elsevier Ltd. All rights reserved.
                                                                       in addicts [8], behavioral pharmacology in animal mod-
  DOI 10.1016/j.coph.2003.11.002                                       els of addiction [7,9,10] and, most recently, cell phy-
                                                                       siology and molecular biology [10,11,12,13]. The
Abbreviations
                                                                       dopamine projection to the prefrontal cortex, nucleus
AGS3     activator of G protein signaling-3                            accumbens and amygdala is a primary site of pharmaco-
GABA     g-aminobutyric acid                                           logical action by cocaine, as well as a site where addictive
mGluR metabotropic glutamate receptor                                  behaviors such as relapse and sensitization can be
                                                                       initiated [1]. The regions of the prefrontal cortex most
                                                                       clearly tied to addiction in both neuroimaging studies in
Introduction                                                           addicts and lesion/pharmacological studies in animal
The most widely studied neurobiological characteristic                 models of addiction are the anterior cingulate/prelimbic
of cocaine addiction is the role played by dopamine                    cortex and the ventral orbital cortex [7,8,14]. Similarly,
transmission [1]. It is clear that enhanced dopamine                   neuroimaging and animal studies show that the amygdala
transmission in neurons projecting from the ventral                    is a primary component of the circuitry mediating cue-
mesencephalon to the limbic forebrain, including the                   primed relapse [8,15]. The nucleus accumbens is com-
medial prefrontal cortex and nucleus accumbens, is the                 posed of two compartments termed the core and the shell
pharmacological target for cocaine-induced reinforcement               and, although the shell is more clearly associated with
and locomotor stimulation [2]. However, persistence of                 dopamine-dependent reward, the core has been linked to
the behavioral characteristics of cocaine addiction, such as           the enduring cellular changes elicited by repeated use of
paranoia (sensitization) and the propensity to relapse years           addictive drugs [7,16]. The projections from the amyg-
after the acute rewarding effects of the drug have dis-                dala and prefrontal cortex to the nucleus accumbens are
appeared, indicates that there must also be neuronal                   glutamatergic, as are the reciprocal connections between
substrates undergoing long-term neuroplastic changes.                  the basolateral amygdala and prefrontal cortex. The
Although studies have endeavored to identify enduring                  prefrontal cortex also sends glutamatergic efferents to
changes in dopamine transmission that might underlie                   the dopamine cell body region in the ventral tegmental
behavioral sensitization and the reinstatement of drug-                area. This topographically organized circuit has primary
seeking (relapse), the results have not been entirely con-             output through co-localized g-amino butyric acid
sistent with an obligatory role for dopamine [3].                      (GABA)ergic and peptidergic neurons in the nucleus

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24 Neurosciences

Figure 1                                                                     frontal cortex [9,11,19]. Thus, pharmacological inacti-
                                                                             vation of the prefrontal cortex with voltage-dependent
                                                                             sodium channel blockers or GABA receptor agonists
                                                                             prevents reinstatement induced by stress, cocaine-asso-
           PFC                 NA                   VP
                                                                             ciated cues or administration of cocaine itself [19–22].
                                                                             Moreover, studies using the induction of immediate early
                                                                             genes as an index of neuronal activity demonstrate invol-
                                                      Dopamine               vement of the prefrontal cortex in reinstatement behavior
                                                                             [10,14]. The basolateral amygdala appears to be critical
                                                      GABA                   selectively for reinstatement elicited by a drug-associated
                                                                             cue [15,23,24]. As shown in Figure 1, both the amygdala
                                                      Glutamate              and prefrontal cortex send glutamatergic projections to
                              VTA                                            the nucleus accumbens and, through using the reinstate-
                                                      GABA peptides          ment model of relapse, the nucleus accumbens has also
                                                                             been shown to be critical for cocaine- and stress-primed
                                                                             reinstatement [20,21]. Moreover, the administration of
                                                                             AMPA glutamate receptor antagonists into the accum-
           Amygdala                                                          bens prevents reinstatement elicited by cocaine adminis-
                                                                             tered directly into the prefrontal cortex [25]. Using
                                           Current Opinion in Pharmacology   microdialysis, both drug- and stress-primed reinstatement
                                                                             were shown to produce an increase in glutamate release
Illustration of circuitry involved in the development and expression of      into the core of the accumbens, and inhibition of pre-
addiction. NA, nucleus accumbens; PFC, prefrontal cortex; VP,                frontal cortical afferents blocked both reinstatement and
ventral pallidum; VTA, ventral tegmental area.                               the increase in accumbens glutamate [11,20].

                                                                             Glutamatergic neuroadaptations in the
                                                                             ventral tegmental area
accumbens that project to the ventral pallidum and                           A critical role for glutamatergic projections from the
ventral tegmental area [17].                                                 prefrontal cortex and amygdala to the nucleus accumbens
                                                                             in the expression of addictive behaviors is consistent with
Focus on glutamatergic projections                                           a well-developed literature showing long-term changes in
Recent data indicate that activation of glutamatergic                        gene expression and protein function in the nucleus
efferents from the amygdala and prefrontal cortex is                         accumbens induced by chronic administration of addic-
critical in the expression of addictive behaviors. The                       tive drugs [13]. As with circuitry, the historic focus by
importance of these projections can be seen superficially                    neurochemists and molecular biologists has been the
in neuroimaging studies where blood flow to the anterior                     sequence of intracellular events precipitated by stimula-
cingulate cortex, ventral orbital cortex and amygdala is                     tion of dopamine receptors as a result of repeated use of
increased during craving for a variety of addictive drugs,                   cocaine. This research effort has identified molecular
including alcohol, cocaine, methamphetamine, heroin                          candidates related to dopamine transmission as important
and nicotine [8,18]. More invasive and quantitative                        mediators of establishing sensitization and reinstatement
techniques applicable in animal studies clearly reveal                       behaviors. For example, dopamine D1 receptor stimula-
the importance of these cortical and allocortical glutama-                   tion of cAMP-dependent protein kinase (or PKA) and
tergic structures. The most common animal model                              subsequent changes in protein function and gene expres-
employed for these studies is the reinstatement model,                       sion in the nucleus accumbens and ventral tegmental area
in which animals are trained to self-administer cocaine                      appear critical to establishing sensitization [13]. The most
and are then provided with a stimulus that will cause the                    well-characterized effect of increased cAMP-dependent
animal to perform an operant task (e.g. lever pressing or                    protein kinase activity is the induction of cAMP response
nose poke) to obtain only saline [7,9]. The number of                      element and the subsequent change in deltaFosB and
operant responses for saline is used as a measure of drug-                   cyclin-dependent kinase 5 [26,27]. Furthermore, manip-
seeking behavior (e.g. relapse). This reinstatement beha-                    ulating dopamine D2 receptor signaling by regulating the
vior is typically engendered by exposing the animal to                       in vivo level of the regulator-of-G-protein-signaling 9-2
one of three stimuli: a single administration of cocaine,                    (RGS9-2) was found to alter the rewarding effects of
a cue that was previously associated with cocaine self-                      cocaine [28]. In addition to the immediate consequences
administration, or an experimental stressor such as mild                     of dopamine receptor signaling, calcium/calmodulin and
footshock. Using the reinstatement model of relapse, it                      ras/mitogen-activated protein kinase activity in the ven-
has been shown that, regardless of the stimulus modality,                    tral tegmental area are critical to the development of
there is a dependence on neurotransmission in the pre-                       sensitization [29].

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Glutamate systems in cocaine addiction Kalivas 25

Although these dopamine-dependent changes have been            normalized extracellular glutamate levels and prevented
linked to the development of cocaine-induced behavior          cocaine-primed reinstatement [38]. In the brain, it
and neuroplasticity, it is generally thought that the tran-    appears that the majority of cystine-glutamate exchange
sient molecular adaptations in the ventral tegmental area      occurs in glia [40], and recent studies have identified
are most critical to the development of addictive beha-        enduring changes in other glial proteins following
viors, and glutamate transmission in the ventral tegmental     repeated cocaine administration [41]. The reduction in
area has been shown to regulate dopamine-dependent             cystine-glutamate exchange might be related to the
alterations. For example, acute cocaine sensitizes the         reported reduction in group I metabotropic glutamate
glutamatergic input from the prefrontal cortex and             receptor (mGluR1/5) regulation of extracellular gluta-
enhances the induction of long-term potentiation in            mate, which results in part from a cocaine-induced reduc-
dopamine cells [30,31,32]. In addition, cocaine induces       tion in Homer proteins that scaffold mGluR1/5 to inositol
a transient increase in glutamate receptor-1 (GluR1),          trisphosphate-sensitive intracellular calcium pools [42,43].
which is linked to more enduring cellular changes in           The importance of the reduction of Homer proteins in
the nucleus accumbens and the development of sensiti-          the accumbens in addiction is indicated by findings
zation [33], and blocking ionotropic glutamate receptors     that antisense oligonucleotide reductions in Homer1 or
in the ventral tegmental area prevents the development         deletion of the Homer2 gene produces a behavioral
of conditioned place preference to cocaine [34]. Finally,      phenotype resembling cocaine addiction, including sen-
following a cocaine overdose, addicts demonstrate ele-         sitization of cocaine-induced locomotion and reward [44].
vated levels of several ionotropic glutamate receptor          In apparent contradiction to the effects of reduced
subunits in the ventral tegmental area [35]. Taken             mGluR1/5 signaling through Homer proteins, which
together, these newer studies are consistent with the idea     causes enhanced responsiveness to cocaine, deletion of
that the ventral tegmental area is a site of action for        the mGluR5 gene or administration of mGluR5 antago-
cocaine, where increasing dopamine release produces a          nists inhibits the behavioral response to cocaine [45,46].
cascade of events that facilitates enduring cellular           This contradiction is readily explained by the fact that
changes elsewhere in the brain; this cascade includes a        enhanced release of glutamate through the cystine-
transient increase in pre- and postsynaptic glutamate          glutamate exchanger, caused by mGluR1/5 stimulation,
transmission.                                                  is mediated by mGluR1, not mGluR5 [42]. Another ada-
                                                               ptation in presynaptic glutamate is the apparent desensi-
Glutamatergic neuroadaptations in the                          tization of group II mGluRs (mGluR2/3) following
nucleus accumbens                                              withdrawal from cocaine. Signaling through mGluR2/3
Although neuroadaptations related directly to dopamine         and the ability of mGluR2/3 to inhibit glutamate release is
receptor stimulation appear critical for the development       blunted, and this arises in part from an increased phos-
of addiction, once addiction is established a variety of       phorylation of the receptor, as well as a rise in activator of
emerging data indicates that changes in proteins regulat-      G protein signaling-3 (AGS3), which selectively binds to
ing glutamate transmission are critical for the expression     Gia [47,48].
of behaviors that characterize addiction, such as sensitiza-
tion and relapse. Thus, a sequence of neuroadaptations         The way in which this sequence of adaptations could
produced by repeated cocaine might first involve adapta-       synergize to dysregulate presynaptic glutamate transmis-
tions in signaling pathways related directly to dopamine       sion in cocaine addiction is illustrated in Figure 2. This
transmission that become more permanently manifested           hypothetical model describes how reduced Homer1bc
by changes in glutamate transmission [36]. For example,       could account for reduced activity of the cystine-gluta-
it has been known for some time that acute cocaine             mate exchanger and the accompanying reduced basal
administration does not alter glutamate release in the         levels of extracellular glutamate. The reduced levels
accumbens of naı̈ve animals, but produces marked gluta-        of glutamate, combined with desensitization of the
mate release in animals previously treated with repeated       mGluR2/3 receptor, results in a loss of regulatory feed-
cocaine, especially when cocaine is associated with envir-     back on synaptic glutamate release. Thus, lower basal
onmental cues [11,37]. The enhanced release of gluta-         levels of glutamate, combined with increased release of
mate occurs against a background of significantly reduced      synaptic glutamate in response to activation of prefrontal
basal levels of glutamate in the extracellular space and       cortical afferents to the nucleus accumbens, results in an
inside presynaptic terminals [38,39]. It has been specul-     amplified signal and behavioral drive to engage drug-
ated that the reduced glutamate background may accent-         seeking (e.g. to relapse).
uate the synaptic signal delivered by glutamate released
in the projection from the prefrontal cortex to nucleus        In addition to adaptations in presynaptic and possibly
accumbens [11,38]. Recently, it was discovered that          glial release of glutamate that regulate the expression of
the reduced basal level of extracellular glutamate results     sensitization and/or reinstatement, a variety of changes in
from diminished activity of the cystine-glutamate              postsynaptic glutamate transmission have been docu-
exchanger, and restoration of cystine-glutamate exchange       mented in the nucleus accumbens. Interestingly, although

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26 Neurosciences

Figure 2

                                                              Synaptic terminal

                                                                          PKA                                      Glu
                                                                                                               Glu
                                                                                                                       Glu
                                                                                                                 Glu
                                                                                                                         Glu
                                                                                            3                     4
                                                                   mGluR2/3

                                                                                  G G
                                                                      Cys/Glu      GG        C
                                                     mGluR1                                   C
                                                                      Exchange              CC C
                                                                                               C
                                                                        G G
                                                                        GGG                      2
                                                                          G
                                               Homer                     GG
                                          1
                                                                                      C
                                                                                       C
                                               IP3                                    C
                                                                        Ca              C
                                                                      Ca
                                                                         Ca
                                                     Ca               Ca Ca

                                                               Glia

                                                                                                 Current Opinion in Pharmacology

The potential mechanisms regulating glutamatergic transmission in the nucleus accumbens that are involved in the reinstatement of drug-seeking
behavior. The cocaine-induced changes in extrasynaptic glutamate release outlined below are postulated to increase the signal-to-noise ratio of
synaptically released glutamate, thereby facilitating drug-seeking. 1 ¼ Homer1bc protein is reduced in the nucleus accumbens, causing a reduction
in signaling via mGluR1 receptors through inositol trisphosphate (IP3) receptor regulation of internal calcium (Ca) stores. 2 ¼ Because glutamate
release stimulated by mGluR1 receptors results from activation of the cystine/glutamate exchanger, it is proposed that downregulated mGluR1
signaling may mediate the reduced activity of the cystine/glutamate exchanger produced by chronic cocaine admnistration. 3 ¼ The reduced
heteroexchange of extracellular cystine (C) for intracellular glutamate (G) in glia results in reduced basal extracellular glutamate and reduced tone on
mGluR2/3 presynaptic autoreceptors. 4 ¼ This reduced tone, accompanied by mGluR2/3 residing in a more phosphorylated (desensitized) state,
results in reduced inhibitory regulation of synaptically released glutamate (Glu).

presynaptic release of glutamate was augmented by                             glutamate transmission are suppressed after withdrawal
withdrawal from repeated cocaine, most data indicate a                        from chronic cocaine. Against this suppressed background,
reduction in postsynaptic responses to glutamate. Elec-                       the enhanced release of glutamate from prefrontal glu-
trophysiological responses to iontophoretic or stimulated                     tamatergic afferents (as occurs during reinstatement of
glutamate release are blunted [49,50]. This blunting                          drug-seeking; see above) will be more easily detected as a
might be associated with changes in iontotropic glutamate                     biologically relevant signal. This would especially be true
receptor subunits, although these data are variable, with                     if the reinstatement stimulus promotes postsynaptic as
the direction of change depending on the laboratory and                       well as presynaptic transmission. For example, if the
withdrawal time [27,51–54]. A clear reconciliation of                         stimulus (e.g. a cocaine injection or stressor) increases
how augmented presynaptic glutamate transmission                              dopamine release simultaneously with glutamate in the
and reduced postsynaptic glutamate transmission might                         nucleus accumbens, it would be expected to rapidly
mediate the expression of addictive behaviors is not yet                      increase surface expression of GluR1 [36].
available. However, one consideration is that reduced
electrophysiological estimates of postsynaptic glutamate                      Glutamatergic neuroadaptations in the
transmission are made in tissue slices or anesthetized                        prefrontal cortex
animals, and the activity of accumbens spiny cells is                         Enduring cellular changes in the prefrontal cortex pro-
state-dependent [55]. Thus, the effects of glutamate will                     duced by withdrawal from repeated cocaine are not as
depend on tonic activity of afferents to spiny cells and, in                  well characterized as in the nucleus accumbens. How-
both the slice and anesthetized preparations, tonic activ-                    ever, in vivo intracellular recording of pyramidal cells in
ity of afferents is suppressed. Another consideration is                      the prefrontal cortex projecting to the nucleus accumbens
that, in the basal state, both presynaptic and postsynaptic                   or ventral tegmental area reveals a loss in membrane

Current Opinion in Pharmacology 2004, 4:23–29                                                                                      www.sciencedirect.com
Glutamate systems in cocaine addiction Kalivas 27

bistability [12]. The membrane potential of pyramidal             Acknowledgements
cells normally fluctuates between relatively depolarized          This work was supported in part by USPHS grants DA12513,
                                                                  DA03906 and DA05369.
and hyperpolarized potentials. This fluctuation is reg-
ulated by both dopaminergic and glutamatergic afferents,
                                                                  References and recommended reading
and is thought to reflect tonic activity in cortical circuitry    Papers of particular interest, published within the annual period of
[55,56]. Thus, the loss of membrane bistability following         review, have been highlighted as:
chronic cocaine reflects changes within the pyramidal cells             of special interest
or changes in dopaminergic and/or glutamatergic afferents.              of outstanding interest

There is emerging evidence for all of these cocaine-              1.     Berridge K, Robinson T: What is the role of dopamine in reward:
induced neuroadaptations. For example, after withdrawal                  hedonic impact, reward learning, or incentive salience?
                                                                         Brain Res Rev 1998, 28:309-369.
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                                                                  2.     O’Brien C: Drug addiction and drug abuse. In The
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GABA-B receptor) [57,58], probably as a result of ele-                   Limbird L, Gilman AG. New York: McGraw-Hill; 2001:621-642.
vated levels of AGS3 [48]. The ability to release dopa-           3.     McFarland K, Kalivas PW: Motivational systems. In Handbook of
mine in the prefrontal cortex is also altered [59], and there            Psychology, vol 3. Edited by Gallagher M, Nelson RJ. West Sussex:
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functional significance of these cocaine-induced altera-          Excellent overview of the role of glutamate transmission in behavioral
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                                                                  provides an especially strong critical evaluation of neuropharmacological
of membrane bistability is consistent with an emerging            evidence.
view in the neuroimaging literature that the prefrontal           6.     Everitt BJ, Wolf ME: Psychomotor stimulant addiction: a neural
cortex might be hypoactive in cocaine addicts, resulting in              systems perspective. J Neurosci 2002, 22:3312-3320.
decreased cognitive ability to regulate drug-seeking              7.     Kalivas PW, McFarland K: Brain circuitry and the reinstatement
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Conclusions                                                       8.   Goldstein RA, Volkow ND: Drug addiction and its underlying
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Research over the past two or three years has generally                involvement of the frontal cortex. Am J Psychiatry 2002,
confirmed earlier hypotheses that transient neuroadap-                 159:1642-1652.
                                                                  Excellent review of recent neuroimaging studies in addicts, with a focus
tations in the ventral tegmental area elicited by repeated        on changes in the prefrontal cortex and related limbic circuitry. Excellent
cocaine are necessary for more enduring cellular changes          introduction to the ideas of hypofrontality and addiction.
elsewhere in the circuit (Figure 1). Importantly, recent          9.   Shalev U, Grimm JW, Shaham Y: Neurobiology of relapse to
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strong focus has emerged on the role of glutamate trans-          10. Ciccocioppo R, Sanna PP, Weiss F: Cocaine-predictive stimulus
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                                                                        2003, 23:3531-3537.
of how cocaine-induced adaptations in prefrontal gluta-           Important paper showing definitive involvement of the projection from the
mate projections might mediate relapse include an elec-           prefrontal cortex to the nucleus accumbens in drug-seeking behavior
                                                                  elicited by a cocaine-priming injection.
trophysiological understanding of how changes in
protein expression alter membrane physiology in both              12. Trantham H, Szumlinski K, McFarland K, Kalivas P, Lavin A:
                                                                      Repeated cocaine administration alters the
cortical pyramidal cells and accumbens spiny cells. In                electrophysiological properties of prefrontal cortical neurons.
addition, it is clear that activity in both cell populations is       Neuroscience 2002, 113:749-753.
state-dependent, and conclusions drawn from examining             13. Nestler E: Molecular basis of long-term plasticity underlying
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                                                                      Marshall JF: Fos protein expression and cocaine seeking
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This latter lacuna in our knowledge will prove the most               environment. J Neurosci 2000, 20:798-805.
difficult to remedy, as it requires measurement of cellular       15. Kantak KM, Black Y, Valencia E, Green-Jordan K, Eichembaum HB:
function in behaviorally responding animals. At present,              Dissociable effects of lidocaine inactivation of the rostral and
                                                                      caudal basolateral amygdala on the maintenance and
the technical capability to make these measurements is                reinstatement of cocaine-seeking behavior in rats. J Neurosci
extremely limited.                                                    2002, 22:1126-1136.

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28 Neurosciences

16. Di Ciano P, Everitt BJ: Dissociable effects of antagonism of            33. Carlezon WA Jr, Nestler EJ: Elevated levels of GluR1 in the
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    Neuropsychopharmacology 2001, 25:341-360.                               A provocative review summarizing this group’s work on the role of
                                                                            glutamate transmission in addiction, and providing balanced coverage
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                                                                            an important insight into how ongoing changes in dopamine transmission,
21. McFarland K, Kalivas PW: The circuitry mediating cocaine-               as would occur in behaving animals, might translate into increased
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                                                                            37. Hotsenpiller G, Wolf ME: Baclofen attenuates conditioned
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                                                                            38. Baker DA, McFarland K, Lake RW, Shen H, Tang X-C, Toda S,
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    2001, 21:RC155.                                                         involves changes in glutamatergic tone in the nucleus accumbens
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                                                                            41. Bowers MS, Kalivas PW: Forebrain astroglial plasticity is
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