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pharmaceutics

Article
Ionic Cross-Linking as a Strategy to Modulate the Properties of Oral
Mucoadhesive Microparticles Based on Polysaccharide Blends
Fernanda Isadora Boni *, Beatriz S. F. Cury, Natália Noronha Ferreira and Maria Palmira Daflon Gremião *

                                          School of Pharmaceutical Science, São Paulo State University (UNESP), Araraquara, Road Araraquara–Jaú,
                                          Km 01, Araraquara, São Paulo 14801-902, Brazil; beatriz.cury@unesp.br (B.S.F.C.);
                                          natalia.noronha@unesp.br (N.N.F.)
                                          * Correspondence: fernanda.boni@unesp.br (F.I.B.); palmira.gremiao@unesp.br (M.P.D.G.);
                                            Tel.: +5516-3301-6961 (F.I.B.); +5516-3301-6975 (M.P.D.G.)

                                          Abstract: Polymer blends of gellan gum (GG)/retrograded starch(RS) and GG/pectin (P) were
                                          cross-linked with calcium, aluminum, or both to prepare mucoadhesive microparticles as oral carriers
                                          of drugs or nano systems. Cross-linking with different cations promoted different effects on each
                                          blend, which can potentially be explored as novel strategies for modulating physical–chemical and
                                          mucoadhesive properties of microparticles. Particles exhibited spherical shapes, diameters from
                                          888 to 1764 µm, and span index values lower than 0.5. Blends of GG:P cross-linked with aluminum
                                          resulted in smaller particles than those obtained by calcium cross-linking. GG:RS particles exhibited
                                larger sizes, but cross-linking this blend with calcium promoted diameter reduction. The uptake
         
                                          rates of acid medium were lower than phosphate buffer (pH 6.8), especially GG:RS based particles
Citation: Boni, F.I.; Cury, B.S.F.;
                                          cross-linked with calcium. On the other hand, particles based on GG:P cross-linked with calcium
Ferreira, N.N.; Gremião, M.P.D. Ionic
                                          absorbed the highest volume of acid medium. The percentage of systems erosion was higher in
Cross-Linking as a Strategy to
                                          acid medium, but apparently occurred in the outermost layer of the particle. In pH 6.8, erosion was
Modulate the Properties of Oral
Mucoadhesive Microparticles Based
                                          lower, but caused expressive swelling of the matrixes. Calcium cross-linking of GG:RS promoted
on Polysaccharide Blends.                 a significantly reduction on enzymatic degradation at both pH 1.2 and 6.8, which is a promising
Pharmaceutics 2021, 13, 407.              feature that can provide drug protection against premature degradation in the stomach. In contrast,
https://doi.org/10.3390/                  GG:P microparticles cross-linked with calcium suffered high degradation at both pH values, an
pharmaceutics13030407                     advantageous feature for quickly releasing drugs at different sites of the gastrointestinal tract. The
                                          high mucoadhesive ability of the microparticles was evidenced at both pH values, and the Freundlich
Academic Editors:                         parameters indicated stronger particle–mucin interactions at pH 6.8.
Vitaliy Khutoryanskiy and
Elisabetta Gavini                         Keywords: gellan gum; pectin; retrograded starch; mucoadhesion; liquid uptake; erosion;
                                          enzymatic degradation
Received: 1 February 2021
Accepted: 12 March 2021
Published: 19 March 2021

                                          1. Introduction
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in
                                               The oral route is the most common pathway for drug administration, because it
published maps and institutional affil-   simultaneously provides several advantages, such as convenience, ease and security for self-
iations.                                  administration, and improved patient compliance. However, the variation of physiological
                                          conditions exhibited throughout the gastrointestinal tract (GIT), such as pH, microbiota,
                                          enzymatic content, and peculiarities of local mucous membranes, impose great challenges
                                          for the therapeutic performance of orally administered drugs [1].
Copyright: © 2021 by the authors.
                                               Microencapsulation can be considered a powerful technological strategy for design-
Licensee MDPI, Basel, Switzerland.
                                          ing innovative delivery systems for oral drug administration. This strategy allows the
This article is an open access article
                                          modulation of critical physical–chemical and/or biological properties of drug molecules,
distributed under the terms and           which can enhance systemic or local action depending on the formulations and techno-
conditions of the Creative Commons        logical approaches used [2–6]. In addition to carrying active compounds, such as drugs,
Attribution (CC BY) license (https://     nano-systems can also be microencapsulated, which may, in turn, help to effectively control
creativecommons.org/licenses/by/          drug release rates and provide protection against in vivo degradation [7–10]. One of the
4.0/).                                    most attractive possibilities of employing microencapsulation in treatments is the fact

Pharmaceutics 2021, 13, 407. https://doi.org/10.3390/pharmaceutics13030407                          https://www.mdpi.com/journal/pharmaceutics
Ionic Cross-Linking as a Strategy to Modulate the Properties of Oral Mucoadhesive Microparticles Based on Polysaccharide Blends - MDPI
Pharmaceutics 2021, 13, 407                                                                                            2 of 17

                              that they can promote sustained, prolonged, delayed, and/or targeted release of drugs or
                              nano-systems to specific organs or cells [8].
                                    Over recent years, our research group has focused on the use of natural polysaccha-
                              rides in the rational design of innovative micro-scale oral delivery systems, some exploiting
                              gellan gum (GG), retrograded starch (RS), and pectin (P) as backbone materials. This
                              approach has allowed us to modulate drug release rates and achieve desired interactions
                              with the bio interface, influencing the biological performance of drugs [2,5,6,11,12].
                                    GG and P are widespread, bioavailable, biocompatible, and low-cost polysaccha-
                              rides. Their attractive features, such as hydrogel-forming ability, pH-dependent response,
                              swelling, and inhibitory enzymatic activity, can be very useful in designing novel drug de-
                              livery systems. Additionally, several studies have highlighted the mucoadhesive properties
                              of these polysaccharides [11,12].
                                    Mucoadhesion is a complex mechanism, which is enabled by supramolecular interac-
                              tions between mucous components, mainly mucin glycoproteins, and the functional groups
                              of other substrates, such as the polymeric microparticles (PMs). The mucoadhesiveness
                              of drug delivery systems can significantly affect the biological performance of drugs and
                              loaded nano-systems, providing system immobilization and increasing residence time
                              and/or absorption at the target site of action, in addition to intensifying contact with
                              biological substrates [13].
                                    GG, RS, and P also allow the use of mild encapsulation conditions, avoiding organic
                              solvents, high temperatures, and extreme pH values, which preserves the stability of
                              several drugs, proteins, and cells [14].
                                    Blends of GG and P were exploited for the design of micro and nanostructured
                              systems by cross-linking with Al3+ . Both beads and nanoparticles allowed high entrapment
                              efficiency of resveratrol and effectively reduced drug release in acidic media. Low drug
                              permeability was also demonstrated for all cell models, revealing that such systems present
                              promising features that allow colon-targeted drug release [2].
                                    Retrograded starch (RS) is prepared by hydrothermally treating high-amylose starch,
                              which increases its resistance against the enzymatic digestion in the upper portions of the
                              GIT and enables it to be selectively degraded by colonic microbiota. Both of the aforemen-
                              tioned features make it suitable for designing colon-specific drug delivery systems [15,16].
                              Recently, a novel oral carrier for insulin, composed by GG microparticles cross-linked with
                              aluminum (Al3+ ) and coated with films based on RS/P blends, was designed and tested.
                              The designed microparticles effectively protected the insulin from degradation in the acidic
                              and enzymatic conditions of the stomach, providing low drug release rates in acidic media
                              and improving the intestinal permeability of this protein. Results evidenced the potential
                              of this micro-carrier system for colon-specific release of proteins and other biomolecules,
                              when aiming for systemic action [5].
                                    The potential mucoadhesiveness of GG and RS at different pH values (1.2 and 6.8)
                              was recently evaluated by using the rheological approach. The high mucoadhesive ability
                              of GG was evidenced as it provoked significant changes in mucin arrangements, mainly
                              in acidic media. On the other hand, the interactions between RS and mucin were poor,
                              indicating low mucoadhesiveness. These findings evidence that mixing GG and RS can be
                              a rational strategy for modulating the mucoadhesiveness of mucosal drug delivery systems
                              to specific uses [16].
                                    In the present work, we approach the design of inert oral mucoadhesive microparticles
                              based on GG/RS or GG/P blends, cross-linked with calcium, aluminum, or both. Different
                              physical–chemical properties were achieved, as well as particles mucoadhesiveness. This
                              study opens up new possibilities for the design of inert platforms that target drugs, proteins,
                              or even nanostructured systems to specific gastrointestinal sites.
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Pharmaceutics 2021, 13, 407                                                                                            3 of 17

                              2. Materials and Methods
                              2.1. Materials
                                  Pectin (type LM-5206 CS, ~380 kDa) and gellan gum (Kelcogel®CG-LA, ~115 kDa)
                              were kindly provided by CP Kelco (Limeira, Brazil). High-amylose starch (HAS) (Hylon
                              VII–68% amylose, lot: HA9140) was a gift from National Starch & Chemical (New Jersey,
                              USA). Mucin type II was acquired from Sigma-Aldrich (Missouri, USA). All other materials
                              used were of analytical grade and obtained from commercial suppliers.

                              2.2. Methods
                              2.2.1. Development of polysaccharide-based microparticles
                              Retrogradation of High-amylose Starch
                                   The retrogradation process of high-amylose starch (type 3) was carried out by hy-
                              drothermal treatment, applying alternating thermal cycles of 4 ◦ C and 30 ◦ C every two
                              days for 16 days, following the procedure proposed by Meneguin et al. [17]. Briefly, an
                              aqueous high-amylose dispersion (5%, w/v) was prepared under magnetic stirring at 80 ◦ C.
                              This dispersion was autoclaved (121 ◦ C) for 15 min in order to pre-gelatinize the starch
                              before conducting the retrogradation process.

                              Polysaccharide-based Microparticles (PMs) by Ionic-cross-linking
                                    Microparticles of GG:P and GG:RS were prepared by the ionotropic gelation method,
                              applying single or double ionic cross-linking with Ca2+ and/or Al3+ . To summarize, GG:P
                              microparticles were produced by mixing the polymers (1:1, w/w) and their subsequent
                              dispersion into purified water at 2% (w/v) under magnetic stirring and heating (60 ◦ C).
                              Afterwards, ionic cross-linking was carried out by dripping the dispersion into the cooled
                              cation solution (3%, w/v) using syringes with needles (22G-0.7 × 0.3 mm), under magnetic
                              stirring. The cross-linking reaction was maintained for 30 min. In order to produce the
                              double cross-linked microparticles, the GG:P dispersion was dripped in a Ca2+ solution and,
                              after 15 min, the formed particles were separated by filtration and immersed into a cooled
                              Al3+ solution under magnetic stirring for 30 min. Lastly, the obtained PMs were once again
                              separated by filtration (reconstituted cellulose, pore size 3 µm), washed with distilled water,
                              and dried at room temperature until reaching homogeneous weight. Particles composed of
                              GG:RS were produced following the same protocol described above and by mixing the GG
                              dispersion (2%, w/v) with the RS (5%, w/v) dispersion at a mass ratio of 1:2.5. The particles
                              were filtered, washed, and dried at room temperature, reaching homogeneous weight.

                              2.2.2. Microparticle Characterization
                              Particle Size, Span Index, and Circularity Index
                                    Size and shape of the PMs were evaluated on a Leica MZ APO® stereoscope, coupled
                              to a Motic Images Advance 3.2 program, using captured images at 10× magnification. The
                              circularity and the equivalent diameter of 100 particles of each sample were analyzed by
                              the captured images using ImageJ® Software.
                                    Based on size distribution data, the Span index was determined following Equation
                              (1), providing sample polydispersity.

                                                                           ( D90 − D10)
                                                                 SPAN =                                                   (1)
                                                                               D50
                                   D90, D10, and D50 represent the diameters (µm) determined for the 90th, 10th, and
                              50th percentiles, respectively.

                              Surface and Internal Structure Analyses by Field Emission Scanning Electron Microscopy
                                   Intact and fractured PMs were analyzed using high-resolution field emission scanning
                              electron microscopy (SEM-FEG) using a JOEL-JSM-7500F microscope (Joel company, USA),
                              coupled to the Joel Pc-100 ver.2.1.0.3. software. Samples were fixed with double-sided
Ionic Cross-Linking as a Strategy to Modulate the Properties of Oral Mucoadhesive Microparticles Based on Polysaccharide Blends - MDPI
Pharmaceutics 2021, 13, 407                                                                                           4 of 17

                              carbon tape and coated with a conductive material (carbon). Photomicrographs were
                              recorded at different magnifications to enable internal and external structures visualization.

                              Liquid Uptake and Erosion of PMs
                                   The liquid uptake profiles were determined using an Enslin device according to an
                              adapted methodology [18]. The liquid uptake was measured at predetermined time inter-
                              vals by applying different mediums, HCl 0.1 N (pH 1.2) and phosphate buffer (pH 6.8),
                              which were considered biorelevant for GIT, simulating the gastric and intestinal environ-
                              ments, respectively. In pH 1.2, the assay was conducted for 120 min and, in pH 6.8, for
                              240 min. The liquid uptake ability of PMs was calculated according to Equation (2).

                                                                         Vol abs (mL)
                                                                  Lu =                                                   (2)
                                                                         m PMs ( g)

                                  Lu represents the media absorbed per mass of PMs, V is the volume absorbed (mL),
                              and m is the initial mass of PMs (g).

                              Erosion Percentage of PMs
                                   PMs erosion was evaluated with the same mediums used when analyzing liquid
                              uptake, simulating the pH value of biological fluids. A known mass of particles was
                              placed on the mesh of an acrylic support. Thereafter, the system was immersed in HCl
                              0.1 N (pH 1.2) or phosphate buffer (pH 6.8) for 120 min. At pre-established time intervals,
                              particles were removed and dried until reaching constant weight.
                                   After drying, the PMs were weighed, and the erosion percentage was calculated
                              according to Equation (3).
                                                                    ( Mi − M f s)
                                                             %E =                 × 100                              (3)
                                                                        Mfs
                              where %E = percentage of erosion, Mi = initial PMs mass, and Mfs = PMs mass after drying.
                                  In order to observe the structure of the particle matrix after the erosion test, samples
                              were frozen (−80 ◦ C), lyophilized for 24 h (Micromodule 115, Thermo Scientific), and
                              analyzed using SEM-FEG.

                              Evaluation of PMs Enzymatic Degradation in Simulated Gastric and Enteric Media
                                   The evaluation of enzymatic degradation was assessed by gravimetry and image
                              analysis. The assay was carried out in Hanson Research dissolution equipment (ST8 Plus)
                              equipped with apparatus I (basket), under 60 rpm agitation at 37 ◦ C ± 0.2, using fluids
                              that simulate the pH and enzymatic content found along the GIT [19]. A mass of particles
                              was incubated for two hours in a NaCl 0.9% solution, acidified with HCl 0.1N (pH 1.2)
                              containing the pepsin enzyme (0.3 mg.mL−1 ), while the other mass of particles was in-
                              cubated for four hours in phosphate buffer (pH 6.8) containing the pancreatin enzyme
                              (3.2 mg.mL−1 ) [5,20].
                                   For gravimetric analysis, after the incubation period, samples were carefully removed
                              from the baskets and dried at room temperature until exhibiting constant weight.
                                   For image acquisition, samples were frozen (−80 ◦ C), lyophilized for 24 h (Micromod-
                              ule 115, Thermo Scientific, Waltham, MA, USA), and analyzed using SEM-FEG.

                              2.2.3. Microparticle mucoadhesiveness
                              PMs Mucoadhesiveness by Porcine Mucosa Assay
                                  Porcine intestinal mucosa was obtained from the local slaughterhouse and the ex vivo
                              mucoadhesion was evaluated on a Texture Universal Analyzer TA.XT plus® 189 (Stable
                              Micro 190 Systems, Godalming, UK) in “compression” mode [6]. The porcine tissue was
                              kept at room temperature and incubated in saline at 37 ◦ C to ensure the integrity of the
                              mucous layer. Then, sections of the mucosa were placed on the acrylic support of the
                              equipment, and the PMs were carefully fixed to a cylindrical probe (10 mm in diameter)
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Pharmaceutics 2021, 13, 407                                                                                          5 of 17

                              using double-sided tape (3M Scotch® ) to provide the formation of a particle monolayer. The
                              analytical probe containing the PMs was moved perpendicularly to the mucosa (5 mm.s−1 )
                              and introduced in the porcine intestinal mucosa (0.3 mm), remaining there during a contact
                              time of 120 s, then, moved upward at a speed of 20 mm·min−1 . The maximum detachment
                              force (N) was calculated through the force vs time plots provided by the Software Texture
                              Exponent Lite. The test was performed in triplicate (n = 3) and the results expressed as the
                              mean and standard deviation.

                              In Vitro Mucin Adsorption
                                   The in vitro mucoadhesiveness evaluation of the PMs was performed according to
                              previously described methodology [18,21]. A mass of particles (20 mg) was kept in contact
                              with mucin aqueous solutions (Mucin type II, Sigma-Aldrich® ) at pH 1.2 and 6.8 at different
                              concentrations (50, 100, 150, and 200 µg.mL−1 ) and 37 ◦ C, for one hour of incubation. Sam-
                              ples were centrifuged for five minutes at 3600 rpm and the free mucin at the supernatant
                              was quantified in a spectrometer (Cary 60 UV-Vis) at 749 nm, using the Lowry colorimetric
                              assay (Total Protein Kit, Micro Lowry, Peterson’s Modification, Sigma-Aldrich® ). One
                              milliliter of the Lowry reagent solution was added to 1 mL of the supernatant and kept at
                              room temperature for 20 min. Then, 0.5 mL of the Folin-Ciocalteu’s Phenol reagent was
                              added and kept for 30 min reaction time protected from light. A blank was obtained using
                              purified water. Tests were performed in triplicate for each mucin concentration and pH
                              value. Absorbance was measured and free mucin concentration was calculated applying
                              an analytical curve previously obtained with albumin y = 0.0085x + 0.0741 (R2 = 0.9972).
                              The concentration of mucin adsorbed on the PMs was determined indirectly following
                              Equation (4).
                                                      Q mucin adsorbed = Q mucin added − Q free mucin                   (4)

                              Mucin Adsorption Curves
                                   In order to investigate the mechanisms involved in the mucin adsorption process that
                              occurs on the PMs surface, adsorption data was plotted associating free mucin concentra-
                              tion in the supernatant (mg.L−1 ) vs mass adsorbed to the microparticles (mg.g−1 ). Based
                              on those adsorption curves, linearized models of Freundlich (Equation (5)) and Langmuir
                              (Equation (6)) were applied.

                                                                               1
                                                            Log Qe = logk +      × Log Ce                               (5)
                                                                               n
                                                               Ce     1       Ce
                                                                  =        +                                            (6)
                                                               Qe   Qmax b   Q max
                              where Qe = mass of mucin adsorbed by PMs mass; Ce = concentration of free mucin in the
                              supernatant; K = Freundlich constant, which represents the material’s adsorption capacity;
                              and n = constant of the adsorption intensity. Qmáx and b are Langmuir equation parameters,
                              where Qmáx = constant of the monolayer maximum adsorption capacity and b = adsorption
                              equilibrium constant related to the adsorption energy [22,23].
                                   The Freundlich model was applied by plotting the graph of log Qe (mg.g−1 ) vs. log
                              Ce (mg.L−1 ), and for the Langmuir model, the graph Ce/Qe (g.L−1 ) vs Ce (mg.L−1 ) was
                              plotted. Linear regression was then applied to the acquired graphs for the acquisition of
                              constant values. Best correlation to data was chosen based on the highest values of the
                              coefficient of determination (R2 ).

                              3. Results and Discussion
                              3.1. Development of Polymeric Microparticles (PMs)
                                   Microparticles based on GG:P and GG:RS blends were prepared by ionotropic gelation,
                              using Al3+ , Ca2+ or both as cross-linkers. Our aim was to investigate the effect of these
                              different cross-linkers on the properties of the microparticles and on the modulation of
                              their functional properties when used as oral drug delivery systems.
Pharmaceutics 2021, 13, 407                                                                                                    6 of 17

                                  Samples were named according to polymer blend, concentration, and cross-linker as
                              shown in Table 1.
                              Table 1. Microparticle nomenclature and composition.

                                                Mass Ratio of GG:P        Mass Ratio between GG:RS
                                  Sample                                                                      Cross-linker (%)
                                                      (w/w)                         (w/w)
                                  GRsCa                   -                           1:2.5                      Ca2+ (3%)
                                  GRsAl                   -                           1:2.5                      Al3+ (3%)
                                 GRsCaAl                  -                           1:2.5                   Ca2+ e Al3+ (3%)
                                  GPCa                   1:1                            -                        Ca2+ (3%)
                                  GPAl                   1:1                            -                        Al3+ (3%)
                                 GPCaAl                  1:1                            -                     Ca e Al3+ (3%)
                                                                                                                2+

                                   For the PMs based on GG:P, the polymeric concentration of 2% (w/v) was selected,
                              as was done in a previous study conducted by Prezotti and co-authors (2018) [21]. For
                              GG:RS-based particles, the development followed the conditions proposed by De Oliveira
                              (2020) [24]. The concentration of cross-linking agents was selected based on these previous
                              works, and preliminary tests were carried out in this present study.

                              Effect of Ionic Cross-Linkers on the Size and Morphology of PMs
                                    Diameter control and particle size distribution are crucial because changes in volume
                              and, consequently, on the surface area can directly affect the ability of drug or nanocarrier
                              entrapment, resulting in potential dose variations, in addition to affecting the reproducibil-
                              ity of the events involved in the release process [25]. The diameters of microparticles based
                              on GG:P and GG:RS ranged from 888 to 961 µm and from 1607 to 1764 µm, respectively,
                              while circularity varied from 0.77 to 0.82 and from 0.76 to 0.78, respectively (Table 2).
                              Table 2. Microparticle average diameter, circularity, and SPAN index (n = 100).

                                   Sample            Average Diameter (µm) ± SD               Circularity ± SD         SPAN
                                    GRsCa                      1607 ± 177                       0.76 ± 0.07             0.29
                                    GRsAl                      1793 ± 158                       0.78 ± 0.09             0.30
                                   GRsCaAl                     1760 ± 174                       0.78 ± 0.09             0.28
                                    GPCa                         961 ± 97                       0.77 ± 0.07             0.27
                                    GPAl                        889 ± 110                       0.82 ± 0.05             0.41
                                   GPCaAl                       888 ± 99                        0.81 ± 0.08             0.30

                                    According to Table 2, it is possible to observe that the cross-linkers significantly
                              affected particle diameter (p < 0.05) in a different manner for each polymer blend. Ionic
                              cross-linking of Ca2+ to GG:P resulted in bigger particles, while cross-linking with the
                              same agent to GG:RS dispersions resulted in smaller particles. The double cross-linking
                              process did not significantly affect the size of the particles and obtained comparable results
                              to single cross-linking with aluminum.
                                    Carboxylic groups of GG and P ionize in aqueous dispersions (pH ~6.0) as long as
                              the dispersion pH remains higher than the pKa values (pKa ≈ 3.5). This fact grants high
                              density of negative charge (~ −40 mV) to this blend. Thus, the repulsive electrostatic forces
                              between them should provide looser and expanded polymer networks. When in contact
                              with Ca2+ and/or Al3+ cations, extensive electrostatic interactions with the polymers’
                              negatively-charged functional groups are expected, which brings the chains closer and
                              also favors other supramolecular interactions, such as hydrogen bonds and Van der Walls
                              forces. Consequently, GG:P microparticles become characterized by a packed and stable
                              three-dimensional network. Aluminum is a trivalent ion and has an extra positive charge in
                              relation to the divalent calcium ion. Each Al3+ is able to bind to three carboxylate residues
                              of GG and P, promoting an additional cross-linking point in relation to Ca2+ . This behavior
                              probably results in the formation of a more intensely cross-linked and packed structure,
                              characterized by a smaller diameter [26], compared to particles cross-linked with Ca2+ ,
                              which favors a more expanded network (Table 2).
Pharmaceutics 2021, 13, 407                                                                                                              7 of 17

                                        RS is a polysaccharide with high molecular weight (1803 kDa) and, when compared to
                                   GG and P, in aqueous medium, it has low negative charge density (~−3mV), which makes
                                   it prone to forming weaker electrostatic interactions with the cations [27]. During GG:RS
                                   microparticle formation, it is probable that the ionic interactions between the carboxylates,
                                   from glucuronic acid molecules of GG, and Ca2+ and/or Al3+ are stronger than the ionic
                                   interactions formed with RS. Thus, the association of RS long and bulky chains should
                                   prevail by physical interpenetration throughout the interstitial spaces of the GG network.
                                   In such conditions, a more disordered and volumous structure should be built [28,29],
                                   originating larger particles than those obtained with GG:P (Table 2).
                                        GG:RS dispersion cross-linked with calcium resulted in smaller particles (Table 2).
                                   Considering that a lower level of polymeric network cross-linking with the Ca2+ ions is
                                   expected, a more mobile and adaptable structure should be formed, favoring the inter-
                                   penetration of RS chains and the subsequent structural rearrangements, which contribute
                                   to the formation of compact and smaller particles. On the other hand, cross-linking with
                                   Al3 + resulted in a more rigid structure, especially in the outermost layer of the particle,
                                   which made the interpenetration of the RS chains more difficult, forming a more disordered
                                   and bulky structure (Table 2). Similar behavior occurred with the double cross-linking,
                                   indicating that the additional cross-linking does not affect the particle size (Table 2).
                                        Particle size homogeneity can be quantitatively assessed by calculating the SPAN
                                   index. The lower the SPAN index value, the narrower the particle size distribution [30].
                                   According to Table 2, all particles showed SPAN index below 0.5, highlighting size homo-
                                   geneity of the obtained PMs.
                                        The SEM photomicrographs exhibited nearly spherical PMs (Figure 1). Circularity
Pharmaceutics 2021, 13, x FOR PEER REVIEW analysis consists of a shape factor for which the values close to 1.0 represent
                                   degree                                                                                         a
                                                                                                                             8 of 19
                                   perfect circle. Herein, the nearly circular shapes of the obtained PMs was evidenced with
                                   values between 0.76 and 0.82 (Table 2).

      Figure 1.
      Figure 1. Photomicrographs
                 Photomicrographs of the polymeric microparticles (PMs) surface (A: GRSCa at 40×,        40×,A1:
                                                                                                              A1:150×,
                                                                                                                  150×and  A2:
                                                                                                                       , and A2:1500×;
                                                                                                                                  1500×B:;
      GRSAl   at 40×,  B1:  150×, and  B2: 1500×; C: GRSCaAl     at 40×, C1: 150×, and   C2: 1500×;  D: GPCa  in 40×, D1:
      B: GRSAl at 40×, B1: 150×, and B2: 1500×; C: GRSCaAl at 40×, C1: 150×, and C2: 1500×; D: GPCa in 40×, D1: 150×, and 150×,  and D2:
      1500×;
      D2:    E:×GPAl
          1500          in 40×,
                  ; E: GPAl     E1:×150×,
                             in 40        and×E2:
                                    , E1: 150     1500×;
                                              , and       and×
                                                     E2: 1500 F:; GPCaAl  in 40×, in
                                                                  and F: GPCaAl   F1:40150×, and
                                                                                        ×, F1: 150F2:
                                                                                                   ×, 1500×).
                                                                                                      and F2: 1500×).

                                          Microparticles
                                          Particles  basedGRSCa
                                                             on GG:P and  GRSAl apresented
                                                                        showed                an irregular
                                                                                    more cohesive            andand
                                                                                                     structure    rough  surface surface
                                                                                                                      smoother      (Figure
                                    1A),  while  the surface   of  GRSCaAl    was  more  homogeneous     and   cohesive.
                                    compared to their GG:RS counterparts (Figure 1). At the largest magnification (10,000×),
                                          Internal of
                                    the presence    images
                                                       cracksatand
                                                                 10,000×  exhibited
                                                                     fissures  in the the  presence
                                                                                      internal       of large
                                                                                                structure   waspores   (Figure
                                                                                                                 evident         2D–F)
                                                                                                                           for GPAl      in
                                                                                                                                       and
                                    GRSCa, GRSAl,
                                    GPCaAl    (Figure 1and
                                                         (E3GRSCaAl.
                                                               and F3). ItApparently,    theduring
                                                                           is possible that  doublethe
                                                                                                     cross-linking   contributed
                                                                                                        drying process,              to the
                                                                                                                            the retraction
                                    formation
                                    of this moreofcross-linked
                                                   a more cohesive     matrix
                                                                  and rigid    without network
                                                                            polymeric   the presence  of these
                                                                                                 caused         large pores
                                                                                                          irregularities      andstructure,
                                                                                                                         in the    internal
                                    channels in
                                    resulting  (Figure  2F).points.
                                                  rupture     Rupture points, large pores, and internal channels can favor the dif-
                                    fusion  of liquids into
                                          Microparticles      the matrix
                                                          GRSCa           and can,
                                                                    and GRSAl       consequently,
                                                                                presented           accelerate
                                                                                           an irregular and roughthesurface
                                                                                                                     release(Figure
                                                                                                                               of drugs  or
                                                                                                                                       1A),
                                    nano-systems.
                                    while  the surface of GRSCaAl was more homogeneous and cohesive.
Figure 1. Photomicrographs of the polymeric microparticles (PMs) surface (A: GRSCa at 40×, A1: 150×, and A2: 1500×; B:
       GRSAl at 40×, B1: 150×, and B2: 1500×; C: GRSCaAl at 40×, C1: 150×, and C2: 1500×; D: GPCa in 40×, D1: 150×, and D2:
       1500×; E: GPAl in 40×, E1: 150×, and E2: 1500×; and F: GPCaAl in 40×, F1: 150×, and F2: 1500×).

Pharmaceutics 2021, 13, 407            Microparticles GRSCa and GRSAl presented an irregular and rough surface (Figure   8 of 17
                                  1A), while the surface of GRSCaAl was more homogeneous and cohesive.
                                       Internal images at 10,000× exhibited the presence of large pores (Figure 2D–F) in
                                  GRSCa, GRSAl, and GRSCaAl. Apparently, the double cross-linking contributed to the
                                       Internal images at 10,000× exhibited the presence of large pores (Figure 2D–F) in
                                  formation of a more cohesive matrix without the presence of these large pores and internal
                                  GRSCa, GRSAl, and GRSCaAl. Apparently, the double cross-linking contributed to the
                                  channels (Figure 2F). Rupture points, large pores, and internal channels can favor the dif-
                                  formation of a more cohesive matrix without the presence of these large pores and internal
                                  fusion of liquids into the matrix and can, consequently, accelerate the release of drugs or
                                  channels (Figure 2F). Rupture points, large pores, and internal channels can favor the
                                  nano-systems.
                                  diffusion of liquids into the matrix and can, consequently, accelerate the release of drugs
                                  or nano-systems.

       Figure2.2.Photomicrographs
      Figure      Photomicrographsshowing
                                    showingthe
                                            theinternal
                                                internalstructure
                                                         structureofofthe
                                                                       thePMs
                                                                           PMs(A3:
                                                                               (A3:GRSCa
                                                                                    GRSCa150  ×, and
                                                                                           150×,     A4: 1500
                                                                                                 and A4:      ×;B3:
                                                                                                         1500×;             150×,
                                                                                                                     GRSAl150×,
                                                                                                                 B3:GRSAl
      and
       andB4:1500  ×; C3:
           B4:1500×;   C3: GRSCaAl
                           GRSCaAl150  ×, and C4:1500
                                     150×,            ×; D3:
                                              C4:1500×;  D3: GPCa    150×,and
                                                              GPCa 150×,        D4:1500×E3:
                                                                            andD4:1500×; ; E3:GPAl  150×and
                                                                                               GPAl150×, , andE4:  1500×and
                                                                                                               E4:1500×; ; andF3:
                                                                                                                               F3:
       GPCaAl150
      GPCaAl       ×, and F4: 1500×).
                 150×,        1500×).

                                  3.2. Effect of Ionic cross-linkers on Liquid Uptake and Erosion of PMs in Simulated Gastric and
                                  Enteric Media
                                        The liquid uptake ability of PMs was evaluated in media that simulate stomach and
                                  intestinal pH values (1.2 and 6.8, respectively).
                                        The profiles of absorbed liquid (mL) vs mass of PMs (g) were presented in Figure 3.
                                  The amount of liquid uptake is directly related to the hydrophilicity of the polymeric
                                  blend used in the matrix and to its cross-linking degree. The former not only affects the
                                  hydrophilicity but also impacts packing and arrangement of the polymer matrix [23,24,31].
                                        In the acid medium (pH 1.2), differences in absorption rates were observed, which
                                  may have been influenced by the particle composition and by the cross-linker. Micropar-
                                  ticles composed by GG:RS absorbed similar volumes of acid medium at the end of the
                                  test; however, the absorption rate varied between samples. Fifteen minutes into the test,
                                  GRSCa absorbed 0.73 mL.g−1 , while GRSAl and GRSCaAl absorbed a volume almost two
                                  times greater (~ 1.35 mL.g−1 ). In 30 min, GRSCa absorbed 1.31 mL.g−1 , while GRSAl
                                  and GRSCaAl absorbed 1.62 and 1.73 mL.g−1 , respectively. After 60 min, the difference
                                  observed was maintained, with the samples of GRSCa, GRSAl, and GRSCaAl absorbing
                                  1.85, 2.15, and 2.17 mL.g−1 , respectively. After 120 min, samples had absorbed the same
                                  final volume (Figure 3).
Pharmaceutics2021,
Pharmaceutics  2021,13,
                     13,407
                         x FOR PEER REVIEW                                                                                                10 9ofof1917

     Figure 3. A- Samples profiles of liquid uptake and erosion; B-Photomicrographs of PMs after incubation (120 min) in HCl
      Figure
     (pH  1.2);3.C-A-Photomicrographs
                      Samples profiles ofofliquid    uptake
                                               PMs after     and erosion;
                                                          incubation (120B-Photomicrographs    of PMs
                                                                          min) in phosphate buffer   (pHafter incubation
                                                                                                          6.8).  (1: GRSCa(120
                                                                                                                            40×min)
                                                                                                                                 ; 1a:in HCl
                                                                                                                                       GRSCa
      (pH
     150 ×,1.2);  C- Photomicrographs
            2: GRSAl     40×; 2a: GRSAl 150  of PMs
                                                ×, 3:after incubation
                                                       GRSCaAl  40×; (120  min) in phosphate
                                                                      3a: GRSCaAl             buffer40(pH
                                                                                    150×, 4: GPCa          6.8).
                                                                                                       ×; 4a:    (1: GRSCa
                                                                                                              GPCa    150×, 40×; 1a: GRSCa
                                                                                                                            5: GPAl   40×; 5a:
      150× 150
     GPAl   , 2: ×
                 GRSAl    40 ×; 2a:40GRSAl
                   . 6: GPCaAl        ×; 6a: 150× , 3: GRSCaAl
                                             GPCaAl    150×). 40× ; 3a: GRSCaAl 150× , 4: GPCa 40× ; 4a: GPCa 150× , 5: GPAl 40× ; 5a:
      GPAl 150× . 6: GPCaAl 40× ; 6a: GPCaAl 150×).
                                          The same behavior was observed for particles composed by GG:P. After 15 min of
                                    testing, the GPCa particle had absorbed 0.95 mL.g−1 of the medium, value higher than that
                                    observed for GPAl and GPCaAL, which absorbed 0.75 and 0.54 mL.g−1 , respectively. At
Pharmaceutics 2021, 13, 407                                                                                          10 of 17

                              30 min, the volumes absorbed by the samples were similar (~ 1.5 mL.g−1 ) but differentiat-
                              ing again at 60 min with GPCa, GPAl, and GPCaAl absorbing 2.75, 2.16, and 1.93 mL.g−1 ,
                              respectively. At the end of the test, the significant difference remained with the highest
                              volume of acid medium being absorbed by GPCa (4.01 mL.g−1 ) (Figure 3).
                                   When analyzing the influence of the cross-linker in each polymer blend, we observed
                              that GG:RS formed a packaged matrix with no visible pores and cracks when calcium was
                              used as the cross-linker. This made the acid medium diffusion difficult, resulting in the
                              lowest absorption rate among all PMs. GG:RS particles, formed by double cross-linking,
                              presented similar behavior to those cross-linked only with Al3+ , which may indicate that
                              the organization of the polymeric net, initially cross-linked with Ca2+ , did not undergo
                              significant changes after contact with the second cation. Another possibility is that the
                              changes in the structure occurred more in the outer region of the particle.
                                   In contrast, cross-linking GG:P with Ca2+ promoted a lower number of ionic bonds
                              between the carboxylates of the GG and P chains, forming a matrix with a lower degree
                              of cross-linking and consequently greater hydrophilia. This PMs was also composed by a
                              network with greater mobility, capable of accelerating the diffusion of the medium and
                              more easily accommodate a large volume of liquid in its structure.
                                   In acid medium, GG:P particles exhibited a higher percentage of erosion, with values
                              ranging from 20.1 to 26.4% (Figure 3). In this case, the cross-linker used did not have a
                              significant impact on results. At this pH, the polymer network probably remained more
                              packed because of the protonation of carboxylic groups of polymers. Thus, the volume of
                              medium that was diffused into the matrix was capable of exerting sufficient hydrostatic
                              pressure to disrupt the rigid polymeric structure, causing ruptures that resulted in the
                              accelerated erosion of the system [21].
                                   The photomicrographs (Figure 3) revealed that, although the particles maintained a
                              spherical shape, they exhibited a certain degree of superficial erosion, characterized by
                              decreased size and superficial heterogeneity with roughness and fissures.
                                   The image of the transversal sections of these particles allows us also to observe that
                              the internal structure was compact and homogeneous, indicating that the excess of H+ ions
                              from the acidic media enabled the protonation of free carboxylic groups of the polymeric
                              structure, reducing the repulsion of the polymer chains. Thus, the interactions by hydrogen
                              bonds and dipole-induced interactions are favored and a more cohesive structure is built,
                              which can hamper the diffusion of the medium into the matrix, resulting in erosion mostly
                              of the superficial layer of the particles.
                                   In phosphate buffer (pH 6.8) for up to 60 min, the observed profiles were similar to
                              those obtained in an acid medium. After 120 min, buffer absorption became higher than
                              in acid medium for all samples (up to 1.4 times). From 120 to 180 and to 240 min, an
                              increasing uptake of phosphate buffer was observed, reaching values ranging from 5.17 to
                              7.71 mL.g−1 (Figure 3).
                                   Particles GRSAl and GRSCaAl absorbed the highest volumes of phosphate buffer, 7.72
                              and 7.27 mL.g−1 , respectively, after 240 min. In contrast, GRSCa, GPCa, GPAl, and GPCaAl
                              all absorbed similar volumes (Figure 3). This was probably due to the less extensive
                              cross-linking of GG with Ca2+ . The RS chains were able to interpenetrate more efficiently
                              throughout the polymer meshes, accommodating its chains in a more packed way. This
                              structural arrangement probably hindered the expansion of the matrix by electrostatic
                              repulsion and the diffusion of liquids into the structure, resulting in lower liquid uptake.
                                   Considering that liquid absorption represents the first stage of the drug or nanocarriers
                              release process, the higher absorption of phosphate buffer (pH 6.8) should increase the
                              relaxation and mobility of the polymer chains, which can favor the diffusion of the drug or
                              nanocarriers from the particle into the intestinal environment.
                                   In pH 6.8, erosion was lower than in acidic pH, with the exception of sample GRSCaAl,
                              which presented a similar percentage of erosion in both mediums, 18.7% and 20.1%,
                              respectively (Figure 3). At pH values higher than the polymer pKa, free carboxylic acid
                              groups were ionized, which resulted in the electrostatic repulsion of the chains and in a
Pharmaceutics 2021, 13, 407                                                                                            11 of 17

                              more dilated and mobile structure [4]. With the expansion of the polymer meshes, the
                              matrix was able to accommodate a greater number of water molecules, suffering less
                              erosion, but exhibiting a higher degree of swelling [21]. This behavior was corroborated
                              by the photomicrographs (Figure 3), in which the tendency to maintain the shape of the
                              particles was observed, but with a significant enlargement of the particle, indicating the
                              swelling process. The internal structure of PMs at pH 6.8 demonstrated the formation of
                              a greater number of channels and pores, resulting in a laminated and dilated structure,
                              which favors the release of drugs or nanocarriers.

                              3.3. Effect of Ionic Cross-Linkers on Enzymatic Degradation of Mps in Simulated Gastric and
                              Enteric Media
                                    The enzymatic degradation (%) of PMs are shown in Table 3. Microparticle degrada-
                              tion in simulated gastric media (containing pepsin, pH 1.2) ranged from 18.2 to 61.3% and,
                              in simulated enteric media (containing pancreatin, pH 6.8), from 15.1 to 95.3%.
                              Table 3. Enzymatic degradation of the GG:P (GP) and GG:RS (GRS) microparticles cross-linked with
                              Ca2+ (Ca), Al3+ (Al), or Ca2+ and Al3+ (CaAl).

                                                            HCl+NaCl (pH 1.2)                 Phosphate Buffer (pH 6.8)
                                    Sample                    with Pepsin                         with Pancreatin
                                                                              Degradation (%) ± SD
                                     GRSCa                       18.2 ± 0.6                           15.1 ± 9.2
                                     GRSAl                       32.0 ± 0.8                           53.7 ± 7.5
                                    GRSCaAl                      40.6 ± 2.1                           52.9 ± 3.8
                                     GPCa                        61.3 ± 0.7                           65.7 ± 1.8
                                      GPAl                       35.8 ± 2.8                           95.3± 3.7
                                    GPCaAl                       32.1 ± 0.1                           75.2 ± 1.5

                                    Digestive enzymes are produced and secreted by the mouth, stomach, pancreas, vesi-
                              cle, and intestines and help in the digestion process so that, the constituents of substances
                              consumed become bioavailable. Pepsin originates in the stomach and its activation occurs
                              through the presence of HCl. Pancreatin, on the other hand, is composed of a set of en-
                              zymes, such as amylase, trypsin, lipase, and pancrease, which have the ability to digest
                              proteins, polypeptides, and starch [31].
                                    According to Table 3, GG:RS microparticles cross-linked with calcium enabled an
                              expressive reduction of enzymatic degradation in both media, behavior that probably
                              willresult in an extended release profile. As previously described, the cross-linking of this
                              blend with calcium promoted the formation of a compact network, improving its resistance
                              against the enzyme access and degradation. It was also observed that GG:RS microparticles
                              were more resistant than GG:P micoparticles, probably due to the retrogradation of starch,
                              which reduced the access of enzymes to the polymer matrix.
                                    In acidic media, calcium cross-linking significantly increased the enzymatic degrada-
                              tion of GG:P microparticles, which contrasts GG:RS. This is in agreement with our findings
                              about the formation of a more flexible and mobile network, which favors enzyme assess-
                              ment, while Al3+ and double cross-linking form a more rigid and voluminous structure.
                                    In simulated enteric media, GPAl was the sample that suffered the greatest degree
                              of degradation, followed by the GPCaAl, with 95.3% and 75.2%, respectively. This is an
                              interesting behavior if a burst release in the intestine is desired. The GG:P matrix granted
                              easier access to enzymes, since at pH 6.8 there was an expansion of the polymeric net
                              formed by GG:P (pKa ~ 3.0), resulting in the high rates of matrix swelling and enzyme
                              diffusion to the interior of the microparticle.
                                    Afterwards, samples were collected and analyzed by microscopy (Figure 4).
Pharmaceutics 2021, 13, x FOR PEER REVIEW                                                                                             13 of 19

Pharmaceutics 2021, 13, 407      formed by GG:P (pKa ~ 3.0), resulting in the high rates of matrix swelling and enzyme
                                                                                                                  12 of 17
                                 diffusion to the interior of the microparticle.
                                      Afterwards, samples were collected and analyzed by microscopy (Figure 4).

      Figure 4. Photomicrographs of microparticles after enzyme degradation assay (40×)- A: GRSCa; B: GRSAl; C: GRSCaAl;
      Figure 4. Photomicrographs of microparticles after enzyme degradation assay (40×)- A: GRSCa; B: GRSAl; C: GRSCaAl; D:
      D: GPCa; E: GPAl, and F: GPCaAl, 1: gastric medium and 2: enteric medium).
      GPCa; E: GPAl, and F: GPCaAl, 1: gastric medium and 2: enteric medium).

                                       It
                                       It is
                                          is possible
                                              possible to
                                                        to observe
                                                           observe that
                                                                    that in
                                                                         in the
                                                                             the simulated
                                                                                 simulated gastric
                                                                                             gastric medium,
                                                                                                      medium, most
                                                                                                                most samples
                                                                                                                      samples exhibited
                                                                                                                                exhibited
                                 preserved      structures,  maintaining    their  nearly  spherical   shape.  In
                                 preserved structures, maintaining their nearly spherical shape. In the simulated the simulated enteric
                                                                                                                                   enteric
                                 medium,
                                 medium, however,
                                               however, structures     exhibited deformations
                                                           structures exhibited     deformations or     even disintegration,
                                                                                                    or even   disintegration, especially
                                                                                                                               especially
                                 microparticles:     GRSAl,    GRSCaAl,    GPAl,
                                 microparticles: GRSAl, GRSCaAl, GPAl, and GPCaAl.  and  GPCaAl.
                                       In
                                       In comparison
                                           comparison with with the
                                                                the previous
                                                                    previous test
                                                                               test (item
                                                                                     (item 3.2),
                                                                                           3.2), the
                                                                                                 the addition
                                                                                                     addition of
                                                                                                               of enzymes
                                                                                                                  enzymes significantly
                                                                                                                            significantly
                                 affected    the  structural  integrity of the  microparticles,    mainly  in the
                                 affected the structural integrity of the microparticles, mainly in the conditionsconditions  that
                                                                                                                           that     simu-
                                                                                                                                 simulate
                                 late the  enteric   medium,    revealing   their  pH/enzymatic     sensitivity
                                 the enteric medium, revealing their pH/enzymatic sensitivity behaviors.        behaviors.

                                 3.4. Effect
                                      Effect of
                                             of Ionic
                                                Ionic Cross-linking
                                                      Cross-linking on Mucoadhesiveness
                                 3.4.1. PMs   Mucoadhesiveness
                                 3.4.1. PMs Mucoadhesiveness by     by the
                                                                       the Porcine
                                                                           Porcine Mucosa
                                                                                   Mucosa Assay
                                                                                          Assay
                                       This experiment
                                       This  experiment used
                                                           used intestinal
                                                                  intestinal porcine
                                                                               porcine tissue
                                                                                         tissue as
                                                                                                 as the
                                                                                                    the biological
                                                                                                         biological substrate
                                                                                                                      substrate that
                                                                                                                                 that mim-
                                                                                                                                       mim-
                                 icked  the  physiological    conditions     to  which   the  system   would     be exposed.
                                 icked the physiological conditions to which the system would be exposed. Maximum mu-            Maximum
                                 mucoadhesion
                                 coadhesion        force
                                                force    (FMax),
                                                      (FMax),      also
                                                                also     known
                                                                      known     asaspotential
                                                                                      potentialmucoadhesiveness,
                                                                                                 mucoadhesiveness,was    was evaluated
                                                                                                                              evaluated by by
                                 measuring     the strength  required    to  detach  microparticles    from
                                 measuring the strength required to detach microparticles from the substrate. the substrate.
                                       The average
                                       The            FMax of
                                            average FMax     of raw
                                                                raw RSRS and
                                                                           and GG
                                                                                GG polymers
                                                                                     polymers were
                                                                                                 were 0.36
                                                                                                        0.36 NNand
                                                                                                                 and1.23
                                                                                                                      1.23N,
                                                                                                                           N,respectively,
                                                                                                                               respectively,
                                 values  higher   than  that of P  (0.12  N,  Figure
                                 values higher than that of P (0.12 N, Figure 5).     5).
                                       GG is
                                       GG  is aa hydrophilic
                                                 hydrophilic polymer
                                                              polymerthat thatcontains
                                                                                containsseveral
                                                                                           severalcarboxylic
                                                                                                    carboxylic and
                                                                                                                 andhydroxyl
                                                                                                                       hydroxylgroups
                                                                                                                                  groupsin its
                                                                                                                                           in
                                 chain. These   groups  can interact with   the glycoproteins   present  in the mucus   via
                                 its chain. These groups can interact with the glycoproteins present in the mucus via su-   supramolecular
                                 interactions, such
                                 pramolecular        as hydrogen
                                                  interactions,    bonds,
                                                                 such       which formbonds,
                                                                       as hydrogen        extensive  interactions
                                                                                                 which             of considerable
                                                                                                          form extensive            strength
                                                                                                                            interactions   of
                                 and,  consequently,   increase the  force  needed   for tissue detachment     [11,12].
                                 considerable strength and, consequently, increase the force needed for tissue detachment
                                       RS presented higher FMax than P, and according to diffusion theory, this is probably
                                 [11,12].
                                 due to its extensive and flexible chains, which allow greater surface contact with the
                                 mucosa, favoring the interpenetration of the mucus layer [13,16].
Pharmaceutics 2021, 13, x FOR PEER REVIEW                                                                                                    14 of 19

Pharmaceutics 2021, 13, 407                                                                                                                  13 of 17

                             Figure 5. Maximum mucoadhesion force (FMax) of microparticles: pectin (P), retrograded starch
       Figure 5. Maximum mucoadhesion force (FMax) of microparticles: pectin (P), retrograded starch (RS), and gellan gum
                             (RS), and gellan gum (GG).
       (GG).
                                        The P used in this study was of low molecular weight and low degree of esterification
                                         RS presented higher FMax than P, and according to diffusion theory, this is probably
                                 (DE < 50%). Other studies have reported that low DE pectin has the capacity of penetrating
                                  due to its extensive and flexible chains, which allow greater surface contact with the mu-
                                 deeply into the intestinal mucus layer, but is unable to adhere strongly to the surface [32,33].
                                  cosa,low
                                 The     favoring
                                              molecularthe interpenetration
                                                             weight of P probably  of theprovides
                                                                                           mucus layer       [13,16]. and diffusion in the mucus
                                                                                                       less folding
                                 layer,The     P usedininlower
                                          resulting         this study
                                                                    FMaxwas     of low
                                                                            (Figure   5).molecular weight and low degree of esterification
                                  (DE
Mucin adsorption curves were used to comprehend the mechanisms that drive the
                                       mucoadhesion of these microparticles.
                                            Figure 6 shows the graph of absorbed mucin (mass) and percentage of mucin ad-
Pharmaceutics 2021, 13, 407                                                                                                 14 of 17
                                       sorbed in the PMs, according to mucin concentration in the aqueous solutions at pH 1.2
                                       and 6.8. The adsorption percentages on microparticle surfaces varied from 84% to 97% in
                                       the highest concentration of mucin at both pH values. In both media, the mucin adsorp-
                                      increased  as theas
                                       tion increased   concentration  of available
                                                          the concentration         mucinmucin
                                                                             of available  increased, whilewhile
                                                                                                increased,  the polymer  blendblend
                                                                                                                 the polymer   did
                                      not
                                       didsignificantly influence
                                           not significantly       the amount
                                                              influence         of adsorbed
                                                                        the amount          mucinmucin
                                                                                     of adsorbed   (Figure 6). 6).
                                                                                                        (Figure

     Figure 6. Amount of mucin adsorbed by the microparticles as a function of the amount of mucin added to the solutions
     (represented   by xthe
Pharmaceutics 2021, 13,  FORbars)
                              PEERand percentage of adsorbed mucin (represented by the dots).
                                    REVIEW                                                                                 16 of 19
       Figure 6. Amount of mucin adsorbed by the microparticles as a function of the amount of mucin added to the solutions
       (represented by the bars) and percentage
                                         From theofmucin
                                                     adsorbed mucin (represented
                                                           adsorption            bythat
                                                                      data, curves   the dots).
                                                                                         represent the interaction between mucin
                                      and the particle surfaces were plotted (Figure 7). In these curves, the mass of mucin
                                            From
                                      adsorbed    bythe mucin adsorption
                                                      microparticle       data,mg.g
                                                                    mass (Qe,    curves
                                                                                      −1 )that
                                                                                           wasrepresent the
                                                                                               associated tointeraction betweenofmucin
                                                                                                             the concentration    free
                                       and the
                                      mucin   in particle surfaces(Ce,
                                                 the supernatant   weremg.L
                                                                        plotted
                                                                            − 1 ). (Figure 7). In these curves, the mass of mucin ad-
                                       sorbed by microparticle mass (Qe, mg.g−1) was associated to the concentration of free mu-
                                       cin in the supernatant (Ce, mg.L−1).
                                            The profiles indicate favorable interaction, in which the amount of adsorbed mucin
                                       increases as the concentration of mucin in the medium increases. Despite the small differ-
                                       ence in the results of adsorbed mucin mass, the greater slope exhibited by the mucin ad-
                                       sorption curves at pH 1.2 suggests the greater adsorption ability of microparticles in this
                                       medium.

                              Figure 7. Mucin adsorption curves of microparticles in mediums of pH 1.2 and 6.8.

                              Figure 7. Mucin
                                          Theadsorption curves offavorable
                                              profiles indicate    microparticles in mediums
                                                                           interaction,      of pHthe
                                                                                         in which  1.2amount
                                                                                                       and 6.8. of adsorbed mucin in-
                                      creases as the concentration of mucin in the medium increases. Despite the small difference
                                      in theFigure
                                             results7ofshows   the differences
                                                        adsorbed    mucin mass,between
                                                                                     the greateradsorption    curve profiles
                                                                                                   slope exhibited               according
                                                                                                                        by the mucin          to pH
                                                                                                                                       adsorption
                                      variation.  According     to the  classification    of  Giles  et al. [23],  the  GPCa   curve,
                                      curves at pH 1.2 suggests the greater adsorption ability of microparticles in this medium.       at both   pH
                                      values,  belongs
                                            Figure       to the
                                                    7 shows    the“L”   class, which
                                                                    differences   betweenindicates    that the
                                                                                               adsorption       availability
                                                                                                              curve    profilesof  active sites
                                                                                                                                according    to pHfor
                                      adsorptionAccording
                                      variation.    on the particle
                                                                to thesurface   decreases
                                                                        classification        as theet
                                                                                          of Giles    concentration     of mucin
                                                                                                        al. [23], the GPCa         in the
                                                                                                                               curve,     medium
                                                                                                                                       at both  pH
                                      increases.
                                      values,     In thistocurve,
                                               belongs             the class,
                                                             the “L”    inflection
                                                                               whichpoint    characterizes
                                                                                        indicates    that thethe    saturationof
                                                                                                                availability    ofactive
                                                                                                                                   the interaction
                                                                                                                                          sites for
                                      sites on  the  particle  surface.   However,     at  higher    concentrations,      the
                                      adsorption on the particle surface decreases as the concentration of mucin in the mediumadsorption    process
                                      continues,   with  the  mucin    binding   to  sites that   are  energetically    different  from
                                      increases. In this curve, the inflection point characterizes the saturation of the interaction     those   ini-
                                      tiallyon
                                      sites  saturated   [34].surface.
                                               the particle     The same     “L” class
                                                                         However,          was fitted
                                                                                       at higher         with the mucin
                                                                                                    concentrations,           adsorption process
                                                                                                                         the adsorption     data of
                                      GRSCa at with
                                      continues,   pH 6.8,   however,
                                                        the mucin         at the
                                                                     binding      concentrations
                                                                               to sites                evaluated,different
                                                                                        that are energetically        the curve
                                                                                                                              fromdid  not initially
                                                                                                                                     those  show a
                                      plateau that would indicate a limit on the adsorption capacity.
                                            At pH 1.2, the GRSCa adsorption curve belongs to the “S” class, with an upward
                                      curvature, since particle-mucin interactions were probably weaker than the mucin–mucin
                                      interactions [23].
Pharmaceutics 2021, 13, 407                                                                                          15 of 17

                              saturated [34]. The same “L” class was fitted with the mucin adsorption data of GRSCa at
                              pH 6.8, however, at the concentrations evaluated, the curve did not show a plateau that
                              would indicate a limit on the adsorption capacity.
                                   At pH 1.2, the GRSCa adsorption curve belongs to the “S” class, with an upward
                              curvature, since particle-mucin interactions were probably weaker than the mucin–mucin
                              interactions [23].
                                   From the values of R2 obtained through linear regression, it was observed that the
                              adsorption data shows better correlation with the Freundlich model (at pH 1.2, R2 = 0.9835
                              and 0.9843, and at pH 6.8, R2 = 0.9849 and 0.9995, for GPCa and GRsCa, respectively).
                                   The Freundlich model describes adsorption onto an irregular surface, as well as the
                              possibility of adsorption in multiple layers. In this model, the amount of adsorbed solute
                              results from the sum of adsorption in all available sites, each with different binding energy,
                              with the strongest binding sites being occupied first, followed by adsorption in the lower
                              energy sites, until reaching the process balance.
                                   From the linearization of the Freundlich model, the coefficients n and k were obtained,
                              with n indicating the intensity of mucin adsorption on the particle surface. At pH 1.2,
                              the values of n were 1.56 and 1.38, and at pH 6.8, they were 1.76 and 1.73 for GRSCa and
                              GPCa, respectively. Favorable conditions for adsorption occur when values of n are greater
                              than 1.0.
                                   The k coefficient, on the other hand, is related to particle adsorption capacity. At
                              pH 1.2, k = 8.5 and 7.3, and at pH 6.8, k = 10.1 and 9.6 for GRSCa and GPCa, respectively.
                              The high values of k indicate the great capacity of mucin adsorption per unit of PMs mass.
                                   In the tested range of mucin concentration, the adsorption was favorable at both pH
                              values; however, the adsorption coefficients n and K of the Freundlich model indicate that
                              the particle–mucin interaction was strongest at pH 6.8.

                              4. Conclusions
                                   In this work, microparticles based on different polymer blends (GG:RS and GG:P) were
                              prepared by ionotropic gelation using different cations (Ca2+ or Al3+ ), or by double cross-
                              linking, in order to modulate both their physical–chemical and mucoadhesive properties.
                              Our intent was to design mucoadhesive oral carriers for targeted delivery of drugs or nano
                              systems to different sites of the GIT. The cross-linking process with calcium or aluminum
                              promoted different effects on the GG:RS and GG:P properties, representing a promising
                              strategy for their modulation according to specific purposes. In general, double cross-
                              linking did not promote significant changes, especially when compared to aluminum
                              cross-linking.
                                   Calcium cross-linking promoted the decrease of GG:RS microparticles size, while the
                              same process done on GG:P caused the contrary effect. The liquid uptake ability of both
                              GG:RS and GG:P microparticles was high, with GRSCa and GPCa presenting the lowest
                              and highest acid absorption rates, respectively. In phosphate buffer, particles absorbed high
                              volume per mass, and the different cross-linking approaches did not affect this behavior.
                              Cross-linking of GG:RS microparticles with calcium resulted in an impressive reduction
                              of microparticle degradation in mediums containing enzymes and of pH 1.2 and 6.8, a
                              favorable feature for protecting drugs against premature release in acidic media and a
                              sustaining drug release in the intestine. In contrast, GG:P microparticle degradation was
                              significantly increased by cross-linking with calcium at both pH media, which can provide
                              quick release of drugs throughout the GIT. Aluminum cross-linking significantly increased
                              microparticle degradation in simulated intestinal media, which can contribute to fast
                              release of drugs in this site.
                                   The ex vivo and in vitro tests evidenced the mucoadhesive ability of GG:RS and GG:P
                              cross-linked microparticles, regardless of the pH. This constitutes a promising feature for
                              the immobilization of the drugs at different sites of action and/or absorption. Calcium
                              cross-linking enhanced the mucoadhesiveness of GG:P microparticles while aluminum
                              hampered mucoadhesiveness in GG:RS blends.
Pharmaceutics 2021, 13, 407                                                                                                            16 of 17

                                        The promising attributes of the inert microparticles designed in this work reveal
                                   their potential for encapsulation different drugs or nanoparticles, aiming the targeted
                                   release at different sites of the GIT. The effect of the encapsulation of nanoparticles on the
                                   microparticles structure and properties will be addressed in future work.

                                   Author Contributions: F.I.B.: Conceptualization, Methodology, Data curation, Formal analysis,
                                   Investigation, Validation, Visualization, Writing—original draft, Writing—review and editing. N.N.F.:
                                   Visualization, Writing—review and editing. B.S.F.C.: Methodology, Formal analysis, Writing—review
                                   and editing. M.P.D.G.: Supervision, Conceptualization, Project administration, Funding acquisition.
                                   All authors have read and agreed to the published version of the manuscript.
                                   Funding: This work was financially supported by the São Paulo Research Foundation (FAPESP),
                                   provided through grant number 2017/26349-0.
                                   Data Availability Statement: The data presented in this study are available on request from the
                                   corresponding author.
                                   Acknowledgments: Authors are grateful for Department of Drug and Medicines at São Paulo State
                                   University, São Paulo Research Foundation (FAPESP), and “Coordenação de Aperfeiçoamento de
                                   Pessoal de Nível Superior” (CAPES). We would like to thank the LNNano for technical support during
                                   electron microscopy images and the National Institute of Science and Technology in Pharmaceutical
                                   Nanotechnology: a transdisciplinary approach INCT-NANOFARMA, which is supported by the São
                                   Paulo Research Foundation (FAPESP, Brazil).
                                   Conflicts of Interest: The authors declare no conflict of interest.

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