The state-of-the-art of grapevine biotechnology and new breeding technologies (NBTS) - OENO One

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The state-of-the-art of grapevine biotechnology and new breeding technologies (NBTS) - OENO One
Received : 23 February 2019 y Accepted y 21 April 2019 y Published y 14 May 2019
DOI : 10.20870/oeno-one.2019.53.2.2405
                                                                                                                          VINE AND WINE
                                                                                                                          OPEN ACCESS JOURNAL

The state-of-the-art of grapevine biotechnology
and new breeding technologies (NBTS)

Lorenza Dalla Costa1, Mickael Malnoy1, David Lecourieux2, Laurent Deluc3,
Fatma Ouaked-Lecourieux2, Mark R. Thomas4 and Laurent Torregrosa5*
1 Dept. of Biology and Genomic of Fruit Plants, Foundation E. Mach, 38010 San Michele all’Adige, Italy
2 ISVV-EGFV, CNRS, INRA, Bordeaux University, 33883 Villenave d’Ornon, France
3 Dept. of Horticulture, Oregon State University, OR 97331, Corvallis, USA
4 CSIRO Agriculture and Food, Hartley Grove, Urrbrae SA 5064, Australia
5
  AGAP, Montpellier University, CIRAD, INRA, Montpellier SupAgro, Montpellier, France
Corresponding author : laurent.torregrosa@supagro.fr

            This article is published in cooperation with the 21th GIESCO International Meeting, June 23-28 2019, Thessaloniki, Greece.
            Guests editors : Stefanos Koundouras and Laurent Torregrosa

     ABSTRACT

Context of the review: The manipulation of the genetic basis controlling grapevine adaptation and phenotypic
plasticity can be performed either by classical genetics or biotechnologies. In the last 15 years, considerable
knowledge has accumulated about the grapevine genome as well as the mechanisms involved in the interaction of
the vine with the environment, pests and diseases. Despite the difficulties associated with genetic mapping in this
species (allele diversity, chimerism, long generation intervals…), several major QTLs (quantitative trait loci)
controlling important vegetative or reproductive traits have been identified. Considering the huge genotypic and
phenotypic diversities existing in Vitis, breeding offers a substantial range of options to improve the performances of
cultivars. However, even if marker-assisted selection was largely developed to shorten breeding programs, the
selection of improved cultivars, whether for agronomic traits or disease tolerances, is still long and uncertain.
Moreover, breeding by crossing does not preserve cultivar genetic background, when the wine industry and market
are still based on varietal wines.
Significance of the review: In grapevine, pioneering biotechnologies were set up in the 1960s to propagate and/or
clean the material from micro-organisms. In the 1990s, the basis of genetic engineering was primary established
through biolistic or Agrobacterium with several derived technologies refined in the last 10 years. The latest advance
is represented by a group of technologies based on genome editing which allows a much more precise modification
of the genome. These technologies, so-called NBTs (new breeding technologies), which theoretically do not
deconstruct the phenotype of existing cultivars, could be potentially better accepted by the wine industry and
consumers than previous GMO (genetically modified organism) approaches. This paper reviews the current state-of-
the-art of the biotechnologies available for grapevine genome manipulation and future prospects for genetic
improvement.

    KEYWORDS

grapevine, biotechnologies, gene transfer, genome editing, genetic improvement

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Lorenza Dalla Costa et al.

            INTRODUCTION                                           genome editing), which can be used to modify
        WHAT DOES GRAPEVINE                                        gene structure or functioning.
        BIOTECHNOLOGY MEAN?
                                                                           HISTORY OF GRAPEVINE
The term biotechnology refers to any process of                              BIOTECHNOLOGIES
cultivation, multiplication or genetic                             The first reports (Table 1) dealing with the
modification that uses techniques or conditions                    application of biotechnology of the vine are due
of implementation that do not exist in the nature                  to Georges Morel (1944). These early works
(Torregrosa and Bouquet, 1993). This term can                      concerned the in vitro culture of tissues under
therefore be applied to a large number of                          aseptic conditions (Torregrosa et al., 2001;
technologies used to multiply, select elite                        Bouquet and Torregrosa, 2003). As soon as the
individuals or modify their sanitary or genetic                    first in vitro culture media were developed, the
status. Biotechnologies can be classified into                     first applications consisted of defining the
three categories. The first one involves all                       conditions of tissue or organ development from
techniques used for conservation or                                pre-existing meristems, for propagation
multiplication (e.g. in vitro micropropagation to                  purposes. From the 1970s-80s, these techniques
establish collections of varieties under aseptic                   allowed the development of viral sanitation
conditions). The second category is related to a                   procedures and in vitro propagation to be used
set of techniques that supports the sanitary (e.g.                 for the vegetative and genetic improvement of
micrografting) or genetic (e.g. embryo rescue)                     rootstock and scion varieties.
selection of elite individuals, without causing                    From the 1980s, thanks to advances in the
genetic modification. The last category includes                   understanding of the hormonal control of plant
technologies that modify the genome or the                         organogenesis, regeneration techniques were
epigenome (e.g. somaclonal variation or in vitro                   developed to induce the differentiation of shoot
mutagenesis, genetic transformation or recently                    meristems from undifferentiated cells. The first

TABLE 1. Grapevine biotechnologies (in bold major advances).

                                           Achievement                        Reference
                             Aseptic tissue culture               Morel (1944)
                             Micropropagation                     Galzy (1961)
                             Isolated meristem culture            Galzy (1972)
                             Somatic embryogenesis                Mullins and Srinivasan (1976)
                             Adventitious organogenesis           Favre (1977)
                             Axillary bud proliferation           Jona and Webb (1978)
                             Adventitious caulogenesis            Rajasekaran and Mullins (1981)
                             Engineered hairy roots               Guellec et al. (1990)
                             Transgenic vines                     Mullins et al. (1990)
                             Particle bombardment                 Hébert et al. (1993)
                             Agronomic trait manipulation         Le Gall et al. (1994)
                             Protoplast technology                Reustle et al. (1994)
                             L1/L2 cell layer dissociation        Franks et al. (2002)
                             Cell suspension expression           Torregrosa et al. (2002)
                             Transgenic organogenesis             Mezzetti et al. (2002)
                             Minimal cassette technology          Vidal et al. (2006)
                             Virus inducing gene silencing        Muruganantham et al. (2009)
                             Microvine transformation             Chaib et al. (2010)
                             CRISPR/Cas9 mutagenesis              Ren et al. (2016)
                             DNA-Free genetic edition             Malnoy et al. (2016)

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somatic regenerations were obtained by                grapevine, a first proof-of-concept was provided
adventive organogenesis, i.e. by inducing the         by Ren et al. (2016) who modified the
development of neo-buds (Barlass and Skene,           metabolism of tartaric acid by mutating the
1978). In parallel, somatic embryogenesis has         L-idonate dehydrogenase (IdnDH) enzyme of
also been developed for a large number of Vitis       Chardonnay. Since then, several research groups
genotypes (Martinelli and Gribaudo, 2001). The        have been attempting to develop the technology
latter technology, which makes it possible to         to induce genetic modifications without the
obtain thousands of somatic embryos from a few        incorporation of viral or bacterial genetic
hundred mg of calli or embryogenic cell               backbones. These new technologies represent
suspensions, forms the basis of genetic               interesting prospects for both functional
transformation or genome editing procedures.          genomics studies and for genetic improvement
                                                      of grapevine (Dalla Costa et al., 2017). These
The first publication mentioning the successful       technologies are detailed in the next sections.
gene transfer in grapevine reported the recovery
of calli and roots transformed by Agrobacterium                   PROPAGATION
tumefaciens-derived plasmids (Hemstad and                      AND CONSERVATION
Reisch, 1985). Baribault et al. (1989) obtained              OF ORIGINAL RESOURCES
vegetative organs of Cabernet-Sauvignon
ectopically expressing transgenes but could not       The reliable propagation of grapevine genotypes,
achieve the regeneration of stable plants. The        i.e. without morphogenetic changes, cannot be
first transgenic vines were obtained by Mullins       achieved by somatic regeneration because of
et al. (1990) who coupled the transformation          high levels of growth regulators that are required
through Agrobacterium-disarmed vectors with           to maintain this status also can potentially cause
the regeneration by somatic embryogenesis of          somatic variations or mutations. In addition, by
rootstocks. The first attempt to incorporate genes    regenerating an individual from a single cell or a
of agronomic interest occurred a few years after      small number of cells, the regeneration process
by Le Gall et al. (1994) who incorporated a gene      modifies the genetic structure of chimeric
encoding the coat protein of GCMV (Grapevine          genotypes (Torregrosa et al., 2011). Thus, in
Chrome Mosaic Virus) into rootstocks and              vitro propagation is best achieved by
interspecific Vitis x Muscadinia hybrids.             microcutting, a technique that does not need the
                                                      use of plant growth regulators (Galzy, 1961).
Over the years, gene transfer technology has          Each bud develops into a single vegetative axis
been improved and applied to a range of Vitis         producing 2-4 phytomers per month. The annual
species (Bouquet et al., 2006 and 2008;               theoretical production can reach 10 3 plants
Torregrosa et al., 2015). Agrobacterium-              depending on the varieties (Figure 1). Another
mediated transformation has also been developed       technique so-called axillary micropropagation
for the microvine (Chaib et al., 2010), a             requires the use of cytokinins to suppress apical
promising model for boosting physiology and           dominance and induce axillary shoot
genetics studies in grapevine (Torregrosa et al.,     proliferations (Silvestroni, 1981). Because the
2016). However, despite many improvements,            hormonal balance imposed to obtain the axillary
the regeneration of non-chimeric transgenic           proliferation masses inhibits the rhizogenesis,
plants remains a long and complex process in          the rooting of the shoots isolated from
many grapevine genotypes. Nevertheless,               proliferation masses requires an additional step
various alternative techniques using physical         using an auxin-enriched media (IAA, IAB or
vectors or viruses have been developed to obtain      NAA). By this technique, it is theoretically
ectopic gene expression in individual cells, cell     possible to obtain from a single bud more than
suspension cultures, tissues or non-caulinary         104 plants per year.
organs (Vidal et al., 2010).
                                                      The establishment of genetic germplasms
More recently, genetic modification techniques        maintained by micropropagation is an alternative
have improved significantly with the                  to the current repositories maintained in
development of genome editing approaches.             greenhouses or outdoors, exposing genotypes to
These technologies, in particular those based on      biotic and abiotic risks. However, the major
CRISPR/Cas9, use endonucleases that change            weakness of in vitro repositories is the cost of
gene structure and expression in a more specific      subcultures. To decrease the frequency of sub-
and targeted way than previous technologies. For      culturing by decreasing in vitro plant growth,

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Lorenza Dalla Costa et al.

FIGURE 1. Propagation through microcuttings (top) or axillary proliferations (bottom). On the top right,
a one-month plantlet developed from a microcutting. On the bottom right, a microproliferation mass
before and after shoot separation.

several approaches have been tried, e.g.                          apex (200-500 μm) on in vitro plant internodes
decreasing temperature conditions, using                          or on hypocotyl fragments of a zygotic or
sugarless culture media or using plant growth                     somatic embryo (Bass et al., 1976; Torres-Viñals
inhibitors such as chlorocholine chloride (Galzy,                 et al., 2004). Thermotherapy can be performed in
1985; Harst-Langenbucher and Alleweldt, 1990).                    combination with meristem culture, apex
All of these systems can be successfully applied                  micrografting or somatic embryogenesis to
to a large cultivar (genotypic) range. In contrast,               increase the efficiency of viral elimination
cryopreservation of apex or buds which has also                   (Gribaudo et al., 2006; Maliogka et al., 2015).
been investigated stays only applicable to a                      Some authors have shown that viral load can be
limited number of genotypes and with a low                        reduced during cryopreservation steps (Wang et
level of reproducibility (Plessis et al., 1991;                   al., 2003), but this approach is still under
Marković et al., 2015).                                           investigation. Therefore, there is a range of
                                                                  techniques that can be implemented in clonal and
VEGETATIVE GENETIC                                                sanitary programs of ancient and/or rare
OR SANITARY SELECTION                                             varieties, as a certain percentage of identified
                                                                  selections are systematically infected with one or
To deliver genetically homogenous and virus-                      more virus strains.
free varieties, most countries perform clonal
propagation (Mannini, 2000). For the                              In vitro embryo rescue techniques (Figure 2) are
elimination of viruses, in vitro thermotherapy                    also used to support the establishment of
was the first method proposed (Galzy, 1963).                      genetically segregating populations, especially
Meristem culture and somatic embryogenesis                        when parents are carrying: i) the seedlessness
have also been reported as effective methods for                  trait, a maternal fruit character that interferes
the elimination of grapevine viruses (Goussard,                   with embryo development (Ramming et al.,
1981; Goussard et al., 1991) and have been                        1990) or ii) the Vvgai1 mutation, which
shown to be virus strain- and grapevine                           accentuates seed integument dormancy
genotype-dependent. Today, the most widely                        (Chatbanyong and Torregrosa, 2015). The
used method consists of micrografting a shoot                     different technologies to induce the development

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FIGURE 2. Zygotic embryo rescue to recover individuals from crosses between seedless varieties.

of a zygotic embryo extracted from a fertilized       generate the final cassette (insert + vector) to be
ovary are known as embryo rescue (Sharma et           transferred into a host organism via a
al., 1996; Ramming et al., 2000). The                 transformation procedure. There are several
effectiveness of embryo rescue can be optimized       strategies available to either conduct one
by selecting specific developmental stages of the     insertion event or the assembly of several DNA
fruit after anthesis (Pommer et al., 1995), the       modules (Table 2).
type and level of growth regulators (Agüero et
al., 2000) and the progenitors (Hewstone et al.,      Traditional cloning usually refers to the use of
2006). These technologies, which are now              restriction endonuclease to generate DNA
commonly used in table grape breeding                 fragments with complementary end sequences
programs, provide germination percentages of up       that can be joined together with a DNA ligase
to 50% (Hewstone et al., 2006). Applied to            enzyme. This usually involves preparing both
crosses involving microvine parents, embryo           the insert and the vector by cutting with two
rescue results in a very high rate of germination,    unique restriction enzymes. The use of two
in particular when embryos are extracted at an        restriction enzymes that generates two non-
early stage of berry development (Chatbanyong         compatible ends results in a directional cloning
and Torregrosa, 2015).                                of the insert into the vector, thereby lowering the
                                                      transformation background for self-ligation
CELL AND ORGAN TRANSIENT                              events of the vector. The discovery of the
OR STABLE TRANSFORMATION                              Polymerase Chain Reaction (PCR) has
1. Cloning strategies and tools                       expanded the use of restriction cloning to PCR
                                                      cloning by the introduction of restriction sites
Molecular cloning is a fundamental step of            necessary for the ligation reaction with the
genetic engineering. It refers to the process by      vector at the end of PCR-amplified insert.
which DNA/RNA molecules are produced and
transformed into a host organism. It typically        In the recent years, the seamless cloning method
consists of the following components: i) the          has gained scientific attention because it enables
DNA fragment of interest to be inserted, and ii)      sequence-independent insertion of one or more
the accepting vector/plasmid backbone that            inserts into the vector. The workflow involves
contains all the components for replication in the    PCR to amplify the gene of interest, an
host. Each component (insert and vector) will go      exonuclease generating cohesive ends for the
through a series of preparative steps necessary to    insert and vector, and either a ligase or a

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recombinase to join the insert to the vector. The                               that enable transfer of a DNA fragment from one
ability to join 5 to 10 fragments in a                                          vector to another without the use of restriction
predetermined order, without any sequence                                       enzymes and ligases. Multi-round Gateway
restrictions or artifacts, is a very appealing and                              technologies (recombinase) can produce the
powerful tool in the light of synthetic biology.                                delivery of multiple transgenes through multiple
The most popular method is the Gibson                                           reactions (Vemanna et al., 2013) but they leave a
assembly method developed by Gibson et al.                                      21-bp DNA artifact between building blocks.
(2009). This in vitro recombination is a one-step                               Yet, the combination Golden Gate Entry Vector
isothermal reaction employing a 5’ exonuclease                                  along with a Gateway Recombination system is
(generation of overhang ends), a polymerase to                                  becoming extremely useful as part of
fill in the gaps of the annealed single-stranded                                multiplexed Plant Genome Editing and
regions, and a DNA ligase to seal the nicks.                                    Transcriptional Regulation approaches
                                                                                employing CRISPR/Cas9 (Lowder et al., 2015).
The Golden Gate assembly is another approach
of seamless cloning that exploits the use of Type                               As generally conceived, the Golden Gate
IIS restriction enzymes to cleave DNA outside of                                technology was not reusable and thereby not
the recognition site (Engler et al., 2008 and                                   useful for multigene engineering (modular
2009). There are several advantages to this                                     cloning). Two new strategies for DNA assembly
methodology. First, the overhang sequence                                       were created to enable the reusability for
created is not dictated by the restriction enzyme,                              instance of the Golden Gate cloning scheme:
and no additional DNA is introduced. Second,                                    Moclo (Weber et al., 2011) and GoldenBraid
the fragment-specific sequence of the overhangs                                 (Sarrion-Perdigones et al., 2011). Both strategies
enables the assembly of multiple fragments in a                                 use the Golden Gate Property to build
specific sequential order. Third, the restriction                               transcriptional units (TUs) and design
site is eliminated from the ligated product, so the                             destination vectors that enable the TUs to be
digestion and ligation reactions can take place                                 assembled among them. Those two strategies are
simultaneously. Both methods (Gibson and                                        advantageous for the development of modular
Golden Gate Assembly) were recently reported                                    assembly systems in plant synthetic biology as
for grapevine as part of a cloning strategy aimed                               long as common standards are adopted by the
to generate a TAS3-resistant ARF4 gene                                          community so that the building blocks can be
construct and an amiRNA (artificial microRNA)                                   shared by as many users as possible (Vazquez-
targeting the endogenous ARF4 gene (Gouthu et                                   Vilar et al., 2017).
al., 2018).
                                                                                Finally, Ligation Independent Cloning (LIC) is
For the past decade, recombinational cloning                                    an alternative technique to restriction
has become very popular in genetic engineering                                  enzyme/ligase cloning (Aslanidis and de Jong,
of plants using either integrases or recombinases                               1990). Inserts are PCR amplified and vectors are

TABLE 2. Summary of the physical and chemical DNA delivery methods (from Cunningham et al., 2018).
   Delivery method                Adverse effects                     Targets              Cargo types                      Limitations
                                                                 Physical methods
                                                                                                             • Effectiveness highly species and cultivar
                        • Damage to target tissue & cargo
                                                                                                             specific
                                                                                        DNA, siRNA,
 Biolistic
                                                                                        miRNA,              • Targeting leaves limits time to observe
 or particle-mediated • Low penetration depth                 Calli, embryos, leaves
                                                                                        ribonucleoproteins, delivery effects
 delivery                                                                               large size
                                                                                                            • Targeting embryos requires laborious
                        • Random integration
                                                                                                            regeneration procedure
                        • Damage to target tissue            • Protoplasts
                                                                                        Nucleic acids
                        • Non-specific transport of material
 Electroporation        through pores
                                                             • Meristems                (DNA, siRNA,         Limited cargo-carrying capacity
                                                                                        miRNA)
                        • May lead to improper cell function • Pollen grains
                                                                 Chemical methods
                                                              • Species amenable to     Nucleic acids
 PEG-mediated                                                                                                Regeneration is inefficient for most
                        High density can induce cytotoxicity. protoplast regeneration   (DNA, siRNAs,
 delivery                                                                                                    species in transient studies
                                                              • Protoplasts             miRNAs)

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made linear either by restriction enzyme              Biolistic experiments were conducted in
digestion or by PCR. The use of 3’ → 5’               grapevine in the late 1990s and early 2000s. In
exonuclease activity of T4 DNA Polymerase             1996, Kikkert and colleagues reported on the
creates overhangs with complementarity between        first generation of transgenic grapevine plants
the vector and insert. The incorporation of dGTP      using the Vitis Hybrid Chancellor. Later on,
in the reaction limits the exonuclease processing     Vidal et al. (2003) adapted a reliable and
to the first complementary C residue, which           efficient system for stable transformation and
facilitates the generation of sticky ends PCR         regeneration of ‘Chardonnay’ plants using
products complementary to the vector. Joined          microprojectile bombardment. In grapevine, the
fragments (insert+vector) have four nicks that        biolistic method was also found to be extremely
are repaired by E. coli during transformation.        popular for transient assays in various plant
This technique allows efficient creation of           materials (cell suspension culture, leaf sections,
recombinant plasmids without the introduction         and somatic embryos). Promoter analyses in
of DNA artifacts. One particular variation of the     Cabernet Sauvignon suspension cells were
ligation independent cloning - the SLIC method        successful in studying the effect of anaerobiosis
for Sequence and Ligation independent cloning -       on the regulation of VvAdh gene expression
has been adopted by many researchers. As many         (Torregrosa et al., 2002). Co-transformation
as five inserts can be assembled in one reaction      experiments using GFP (green fluorescent
simultaneously with great efficiency (Li and          protein), GUS (beta-glucuronidase) and
Elledge, 2012). More marginal but still efficient     Luciferase for the validation of protein-DNA
is the Uracil-Specific Excision Reagent Fusion        interactions were routinely conducted to
(Geu-Flores et al., 2007), which consists of the      examine the trans-activation of MYB and MYC
use of PCR primers that contain a single              transcription factors on promoters of several
deoxyuridine residue near the 5’ end. Subsequent      flavonoid-related genes (Bogs et al., 2007;
treatment of the PCR products with deoxyuridine-      Walker et al., 2007; Deluc et al., 2008; Czemmel
excision reagents generates long 3’ overhangs         et al., 2009; Hichri et al., 2010). More recently,
designed to complement each other and thereby         promoter deletion analysis of VitViGIP1 was
facilitating their fusion. The combination of this    performed on leaf discs and somatic embryos
approach with improved cloning techniques has         and revealed the core promoter of this gene and
led to the development of an efficient toolbox for    several other cis-acting regulatory elements
transformation in cereals (Hebelstrup et al.,         (Joubert et al., 2013).
2010).
                                                      Electroporation - Initially developed for
4.2. Physical and chemical delivery methods           protoplast transformation, this technology was
Biolistic, also called particle bombardment           expanded to intact plant cells in rice and wheat
(Table 3), is a physical method developed in the      (Shimamoto et al., 1989; He et al., 1994). The
1980s intended to deliver into plant cells            principle requires the application of a strong
microparticles (gold or tungsten) coated with a       electric field to cells that creates temporary pore
genetic cargo containing the genetic information      in cell membranes, thereby facilitating the
of interest (Klein et al., 1987). Unlike              uptake of the genetic cargo into the cell. In the
Agrobacterium-mediated transformation,                past decade, electroporation protocols for plant
biolistic delivery can result in transformation of    transformation have been optimized and
nuclear, plastidial, or mitochondrial genomes.        standardized for several plant species (including
However, its effectiveness is highly dependent        tobacco, rice, wheat, and maize) using
on the species/cultivars, making its impact very      commercially available electroporators
limited. The nature and the size of the genetic       (Barampuram and Zhang, 2011). Although the
cargo have evolved along with technology              methodology is fast and inexpensive, it has some
advances of genetic engineering. DNA, siRNAs          constraints such as the thickness of the cell wall,
(small interfering RNAs), miRNAs, ribonucleo-         and the impact of the strong electric field pulse
proteins (RNPs) have been demonstrated to be          that can damage the structure of the delivered
efficiently transferred through biolistic methods     gene by creating inaccurate translational end
although plasmid DNA remains the most                 products (Rakoczy-Trojanowska, 2002). To date,
common genetic material transferred through           there is no study using this method in grapevine
this mode.                                            genetic studies.

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TABLE 3. Advantages and disadvantages of cloning and assembly methods.

     Cloning method                         Advantage                                       Disadvantage
                             Low cost
                                                                      Sequence constraints due to presence and/or translation
 Traditional                 Versatile
                                                                      of restriction site
                             Directional cloning
                                                                      Limited vector choices
                             High efficiency                          Higher cost
 PCR
                             Amenable to high throughput              Lack of sequence control at junction
                                                                      Directional cloning may be difficult
                             The overhang sequence not dictated
                             by the restriction enzyme                Low cloning efficiency may require the use
 Seamless
                             Allows for orderly assembly              for ultracompetent chemically competent cells
                             of multiple fragments simultaneously
                                                                      Relatively more expensive
                             Allows high-throughput vector creation
 Recombinational                                                      compared to traditional methods
                             Widely available ORF collections         Vector sets defined by supplier
 Ligation-independent Low cost
                                                                      Some type of sequence modifications not possible
 Cloning              Many different vector choices

PEG-mediated transformation uses an inert                             are described as powerful tools for delivering
hydrophilic polymer of ethylene oxide that can                        genes of interest into a host plant. Despite being
help the transfer of DNA into protoplasts. In this                    technically challenging, these Agrobacterium-
approach, DNA molecules are directly incubated                        mediated approaches are still preferred for
with protoplasts and the transfer is initiated by                     transgenic plant production, as they present
the addition of divalent cations to the mixture.                      several advantages: they allow i) the transfer of
The addition of PEG to the protoplast mixture                         large and intact DNA segments, ii) the insertion
destabilizes the permeability of the plant                            of simple transgenes with defined ends and low
membrane and allows free DNA to enter the                             copy number, iii) stable integration and
plant cytoplasm. On the one hand, the lack of an                      inheritance, and iv) consistent gene expression
efficient technique and methodology to                                over generations (Barampuram and Zhang,
regenerate whole plants from protoplasts renders                      2011).
the use of PEG-mediated delivery system for
                                                                      Agrobacterium-mediated transformation
mature plant transformations marginal. On the
                                                                      methods are divided into two categories: stable
other hand, it has been extensively used for
                                                                      transformation and transient transformation.
transient assays in plants to validate gene
function. In grapevine, PEG-treated protoplasts                       Stable transformation occurs when the DNA
from Cabernet-Sauvignon cell suspension                               transferred inside the plant nucleus is inserted
cultures were used to study protein subcellular                       into the plant genome for inheritance to
localization (Hichri et al., 2010), promoter                          subsequent generations. Alternatively, transient
analysis (Saumonneau et al., 2012),                                   transformation refers to the situation in which
protein/protein (Saumonneau et al., 2008) and                         the foreign DNA transiently remains in the
DNA/protein interactions (Marchive et al.,                            nucleus without being integrated into the plant
2013). More recently, PEG-mediated                                    genome but is transcribed to express the genes of
transformation of Chardonnay protoplasts was                          interest. In grapevine, these Agrobacterium-
exploited as preferential method for the direct                       mediated gene transfer methods were developed
delivery of purified CRISPR/Cas9 RNPs                                 in the early 1990s (Baribault et al., 1989) and
(Malnoy et al., 2016).                                                underwent continuous improvement to allow the
                                                                      characterization of the function and regulation of
3. Agrobacterium-derived technologies                                 several genes (Table 4).
Among the different plant genetic transformation                      The main Agrobacterium strain used for grape
methods, Agrobacterium-mediated technologies                          transformation is A. tumefaciens, but the use of

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TABLE 4. Examples of Agrobacterium-mediated transformation assays (modified from Jelly et al., 2014).

                                                                         Method                     Tissue                        Cultivar                  Strain         Application                           Genes/seq.                            References
                                                                   Syringe infiltration Leaves of in vitro plantlets Superior seedless                  AGL1, GV3101 Gene silencing               hpRNA against VvPDS                       Urso et al. (2013)
                                                                   Vacuum infiltration                               Thompson seedless                  C58C1 (pCH32) Overexpression              D4E1 (synthetic AMP)                      Visser et al. (2012)
                                                                                        Leaves of in vitro plantlets
                                                                                                                     Cabernet Franc, Syrah, Zinfandel   EHA105         Viral vector engineering GLRaV‐2 cDNA                                Kurth et al. (2012)
                                                                                        Detached leaves              Cabernet Franc                     GV3101         Gene silencing           hpRNA against VvPGIP1                       Bertazzon et al. (2012)

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                                                                                        of in vitro plantlets        Cabernet-Sauvignon, Cinsault,      C58C1 (pCH32) Overexpression              VvVST1                                    Santos‐Rosa et al. (2008)
                                                                                                                     Muscat, Carignane                  GV3101        Overexpression              VpGLOX                                    Guan et al. (2011)
                                                                                                                                                                      Overexpression              VpPR10.2                                  He et al. (2013)
                                                                                                                                                                       Promoter analysis          VpSTS                                     Xu et al. (2010)
                                                                                                                                                        LBA4404        Overexpression             VpPR10.1                                  Xu et al. (2014)
                                                                                       Leaves                        Grenache                           GV2260         Viral vector engineering GLRaV‐2 cDNA                                Liu et al. (2009)
                                                                                                                     Syrah                              GV3101         Overexpression           VvNPR1                                      Le Henanff et al. (2009)
                                                                                                                     Prime, Thompson seedless           EHA105         Viral vector engineering GRSPaV cDNA                                 Meng et al. (2013)
                                                                   Agro‐drenching      Roots of in vitro plantlets
                                                                                                                     Prime                              EHA105         Viral vector engineering   GVA cDNA                                  Muruganantham et al. (2009)
                                                                                       Cell suspension               Gamay Red                          EHA105         Promoter analysis          VvDFR                                     Gollop et al. (2002)
                                                                                       Somatic embryos                                                                 Ami‐RNA validation         amiRNAs against Grapevine fanleaf virus   Jelly et al. (2012)
                                                                                                                     Chardonnay                         GV3101
                                                                                                                                                                       (cotransformation)         and GUS sensor CaMV35S, CsVMV,
                                                                                                                     Thompson seedless                  EHA105         promoters testing          At ACT2 promoters                         Li et al. (2001)
                                                                                                                                                                       promoter testing           BDDPs with CaMV35S, CsVMV                 Li et al. (2004 ; 2011)
                                                                                                                     Thompson seedless                  EHA105                                     promoters and enhancers
                                                                                                                                                                                                  31 grapevine                              Li et al. (2012)
                                                                   Co-cultivation                                    Freedom                            EHA105         Overexpression             VvCBF4                                    Tillet et al. (2011)
                                                                                                                                                                                                  VvSK1                                     Lecourieux et al. (2010)
                                                                                                                     41B                                EHA105         Overexpression             VvCEB1                                    Nicolas et al. (2013)
                                                                                                                                                                                                  VvABF2                                    Nicolas et al. (2014)
                                                                                                                     Chardonnay, Thompson seedless      EHA101         Overexpression             Pear PGIP                                 Agüero et al. (2015)
                                                                                                                                                                                                  VpSTS                                     Fan et al. (2008)
                                                                                                                     Thompson seedless                  GV3101         Overexpression
                                                                                                                                                                                                  VpPUB23                                   Zhou et al. (2014)

© 2019 International Viticulture and Enology Society - IVES 213
Lorenza Dalla Costa et al.

A. rhizogenes strains to transform roots (hairy                   biolistic bombardment, electroporation or
roots) also provides an interesting system to                     protoplast transfection. Janssen and Gardner
perform functional studies (Hu and Du, 2006).                     (1990) showed that a short period of co-
The most frequently A. tumefaciens strains used                   cultivation with A. tumefaciens led to the active
for grapevine transformation are EHA105 (Hood                     transcription of many copies of the transgene in
et al., 1993), GV3101 (Koncz and Schell, 1986)                    the mesophyll cells. In grapevine, this
and C58C1 (Hamilton et al., 1996).                                technology was successfully used to monitor
                                                                  elicitor-induced calcium changes by
Stable transformation methods - In grapevine,                     overexpressing apoaequorin in V. vinifera cv.
stable transformation is a long and sometime                      Gamay cells (Vandelle et al., 2006; Aziz et al.,
difficult process. Its efficiency strongly depends                2007). Other methods exist: i) A. tumefaciens
on the genotype, the explant source, the medium                   can be infiltrated into plant leaves using a
composition and the transformation method                         needleless syringe to inject the Agrobacterium
used. Co-cultivation of somatic embryos with A.                   suspension through the stomata (Zottini et al.,
tumefaciens is the most commonly used method                      2008), or ii) the leaves (or entire plant) can be
to stably transform grapevine. It was largely                     flooded with the bacterial suspension under
exploited to achieve proof-of-concepts                            vacuum pressure to facilitate liquid penetration
(Torregrosa et al., 2002; Chaib et al., 2010; Ren                 into the cells. This second method has the
et al., 2016) and functional characterization of                  advantage of allowing gene expression in the
putative key genes (Lecourieux et al., 2010; Li et                whole leaf (or plant). A number of studies have
al., 2012; Nicolas et al., 2013, 2014; Pessina et                 reported the successful use of vacuum-
al., 2016; He et al., 2018; Sun et al., 2018).                    infiltration experiments either with detached
                                                                  leaves (Santos-Rosa et al., 2008; Zottini et al.,
Because regeneration of transgenic plants from                    2008; Le Henanff et al., 2009; Xu et al., 2010;
stably transformed embryos is long, gene                          Guan et al., 2011; Bertazzon et al., 2012; He et
function can also be addressed using certain                      al., 2013; Xu et al., 2014) or with entire plants
plant organs. In this regard, transgenic hairy                    (Kurth et al., 2012; Visser et al., 2012). The
roots induced by A. rhizogenes provide a                          success of agroinfiltration experiments was
powerful system for functional studies (Hu and                    shown to be cultivar dependent (Santos-Rosa et
Du, 2006; Gomez et al., 2009; Terrier et al.,                     al., 2008).
2009; Höll et al., 2013) as their production takes
only a few weeks (Torregrosa and Bouquet,                         For some particular cases, other methods were
1997).                                                            developed. An agrodrenching method was
                                                                  developed using roots of young in vitro
Non-embryonic cell cultures can also be stably                    grapevine plantlets to deliver an infectious viral
transformed by Agrobacterium. This was shown                      cDNA clone of GVA that could not be inoculated
to be particularly interesting for the production                 using leaf agroinfiltration (Muruganantham et
of bioactive compounds (Martínez-Márquez et                       al., 2009). This method has been validated for
al., 2015). To improve Agrobacterium-mediated                     Prime and Thompson seedless grapevine
transformation efficiency of dedifferentiated V.                  cultivars (Muruganantham et al., 2009; Meng et
vinifera cv Monastrell cells, Chu et al. (2016)                   al., 2013). As the production of transgenic fruits
used the Sonication-Assisted Agrobacterium-                       after grapevine transformation takes time, berry
mediated Transformation (SAAT) method that                        agro-injection was developed to shorten the time
was previously developed for soybean                              needed to study gene function in fruits. This
transformation (Trick and Finer, 1997). This                      method is derived from the transient
method significantly increases transformation                     methodology successfully applied to tomato fruit
efficiency (Chialva et al., 2016).                                (Orzaez et al., 2006) based on Agrobacterium
                                                                  cultures injection through the fruit stylar apex
Transient transformation methods - To rapidly                     using a syringe with needle. Using this transient
investigate unknown gene function, several                        overexpression technique in the “Kyoho” grape
transient transformation systems have been                        fruit, Gao et al. (2018) showed the involvement
developed. These assays are faster and                            of the ABA Receptor VlPYL1 in the regulation
convenient alternatives to the time-consuming                     of anthocyanin accumulation in grape berry skin.
stable transformation method. They mainly                         Similarly, Sun et al. (2017) showed that
include Agrobacterium-mediated transient                          VvVHP1;2 (vacuolar H + -PPase 1) over-
transformation and direct gene transfer by                        expression promoted anthocyanin accumulation

214 © 2019 International Viticulture and Enology Society - IVES                               OENO One 2019, 2, 205-228
in berry skins. These reports underline the
                                                                                                                                                                                                                                                                                                                                   possible application of the transient

                                                                                                                                                                                                                                                                                              Lovato et al. (2014)
                                                                                                                                                              Kurth et al. (2012)

                                                                                                                                                                                                           Meng et al. (2013)
                                                                                                                                                                                                                                                                                                                                   overexpression technique for studying grapevine

                                                                                                                                                                                                                                                (using N. benthamania) (using N. benthamania) Park et al. (2016)
                                                                                                              Muruganantham

                                                                                                                                                              Liu et al. (2009)
                                                                                  Reference

                                                                                                                                                                                                                                                                                                                                   fruit development.
                                                                                                              et al. (2009)

                                                                                                                                                                                                                                                                                                                                   4. Virus-derived technologies
                                                                                                                                                                                                                                                                                                                                   An alternative approach to perform functional
                                                                                                                                                                                                                                                                                                                                   studies in grape is the use of viral vectors
                                                                                                                                                                      PDS and ChlI silencing
                                                                                  VIGS Transcription

                                                                                                                                                                                                                                                                                                                                   (Table 5). For a long time, modified plant
                                                                                                                                                                                                                                                                                                                                   viruses have been used for several purposes
                                                                                                                 PDS silencing

                                                                                                                                                                                                                                                                                                                                   including the transient expression of
                                                                                                                                                                                                                                                                                                                                   heterologous proteins (with protein size
                                                                                                                                                                                                                                                                                                                                   limitations according to the viral system used) or
                                                                                                                                                                                                                                                                       ChlH

                                                                                                                                                                                                                                                                                                                                   the silencing of host genes (known as Virus
                                                                                                                                                                                                           nd

                                                                                                                                                                                                                                                                                                                                   Induced Gene Silencing or VIGS).
                                                                                  Reporter gene

                                                                                                                                                                                                                                                                                                                                   VIGS requires engineered infectious viral clones
                                                                                                                                                                                                                                                                                                                                   that generate double-stranded RNA resulting in
                                                                                                                                                                                     GFP and GUS

                                                                                                                                                                                                                                                                                                                                   post-transcriptional silencing of a target gene as
                                                                                                                                                                                                                                                                                                                                   part of the plant’s own defense response against
                                                                                                                 GFP

                                                                                                                                                                                                           GFP

                                                                                                                                                                                                                                                GFP

                                                                                                                                                                                                                                                                                                                                   invading virus (Baulcombe, 1999). VIGS is one
                                                                                                                                                                                                                                                                                                                                   of the most widely used genomic tools,
                                                                                                                                                              Infectivity with Syrah
                                                                                  V. vinifera varieties

                                                                                                                                                                                                                                                                                                                                   displaying several advantages such as allowing
                                                                                                                                                                                                                                                                                                                                   easy and rapid gene silencing, with no need for
                                                                                                                                                                                                           Prime Thomson
                                                                                                                                                              and Cab. Franc.

                                                                                                                                                                                                                                                                                                                                   stable plant transformation, and enabling both
                                                                                                                                                                                                                                                                                                                                   forward and reverse genetic approaches in many
                                                                                                                                                                                                                                        Brachetto
                                                                                                                                                                                                                                                                 Nebbiolo

                                                                                                                                                                                                                                                                                                                        Corvina
                                                                                                                                                                                                                                                                                                              Sultana

                                                                                                                                                                                                                                                                                                                                   crop species (Senthil-Kumar and Mysore, 2011).
                                                                                                                 Prime

                                                                                                                                                                                                                                Syrah

                                                                                                                                                                                                                                                                                                                                   VIGS has been successfully used to better define
TABLE 5. Potential plant virus-based vectors suitable for VIGS in grapevine.

                                                                                                                                                                                                                                                                                                                                   the role of genes involved in various plant
                                                                               Recomb. virus

                                                                                                                                                                                                                                                                                                                                   processes including fruit development
                                                                                Infectivity /

                                                                                                                 Yes / Leaves

                                                                                                                                                                      Yes / Leaves

                                                                                                                                                                                                                                                                 Yes / Leaves
                                                                                                                                                                                                           Yes / Roots

                                                                                                                                                                                                                                                                                                                                   (Fernandez-Moreno et al., 2013) or abiotic stress
                                                                                                                                                                                                                                                                                                                                   tolerance (Ramegowda et al., 2014).
                                                                                                                                                                                                                                                                                                                                   The majority of the available plant virus-based
                                                                                  Agroinoc. of viral vector

                                                                                                                                                                                                                                                                                                                                   vectors displays a host range mainly restricted to
                                                                                                                 Agro-drenching of roots

                                                                                                                                                              Vacuum agroinfiltration

                                                                                                                                                                                                                                                Vacuum agroinfiltration

                                                                                                                                                                                                                                                                                                                                   annual or herbaceous plants. In this context,
                                                                                                                                                              of the whole plantlets

                                                                                                                                                                                                                                                                                                                                   several grapevine infectious viral vectors were
                                                                                                                                                                                                       of plantlet’s roots
                                                                                                                                                                                                       Agro-drenching

                                                                                                                                                                                                                                                                                                                                   engineered, including those based on the
                                                                                                                                                                                                                                                of plantlets

                                                                                                                                                                                                                                                                                                                                   Vitivirus Grapevine Virus A (GVA)
                                                                                                                                                                                                                                                                                                                                   (Muruganantham et al., 2009), the Closterovirus
                                                                                                                                                                                                                                                                                                                                   Grapevine leafroll-associated virus-2 (GLRaV-
                                                                                                                                                                                                                                                                                                                                   2) (Kurth et al., 2012), and the Foveavirus
                                                                                                                                                                      RNA / Closterovirus
                                                                                  Virus type / Genus

                                                                                                                                                                                                                                                                          RNA / Tombusvirus

                                                                                                                                                                                                                                                                                                                                   Grapevine rupestris stem pitting-associated
                                                                                                                                                                                                           RNA / Foveavirus

                                                                                                                                                                                                                                                                                                                                   virus (GRSPaV) (Meng et al., 2013). Generation
                                                                                                                 Grapevine virus A (GVA) RNA / Vitivirus

                                                                                                                                                                                                                                                                                                                                   of recombinant GFP-expressing viral cDNA
                                                                                                                                                                                                                                                                                                                                   clones inserted into binary plasmids allowed the
                                                                                                                                                                                                                                                                                                                                   agroinoculation of different grapevine cultivars
                                                                                                                                                                                                                                                                                                                                   and highlighted the infectivity of these viral
                                                                                                                                                                                                                                                Grapevine Algerian latent

                                                                                                                                                                                                                                                                                                                                   constructs by GFP visualization. Four weeks
                                                                                                                                                                                                   Grapevine rupestris stem

                                                                                                                                                                                                                                                                                                                                   after agroinoculation, the virus was detected in
                                                                                                                                                           Grapevine leaf rool-

                                                                                                                                                                                                   pitting-assoc. virus

                                                                                                                                                                                                                                                                                                                                   the V. vinifera infected plantlets regardless of the
                                                                                                                                                           associated virus-2
                                                                                  Virus

                                                                                                                                                                                                                                                                                                                                   viral-derived vector used. GVA-GFP and
                                                                                                                                                                                                                                                virus (GALV)
                                                                                                                                                           (GLRa-V2)

                                                                                                                                                                                                                                                                                                                                   GRSPaV-GFP fluorescent signals were detected
                                                                                                                                                                                                   (GRSPaV)

                                                                                                                                                                                                                                                                                                                                   in plantlet leaves and roots, respectively
                                                                                                                                                                                                                                                                                                                                   (Muruganantham et al., 2009; Meng et al.,

                                    OENO One 2019, 2, 205-228                                                                                                                                                                                                                                                                     © 2019 International Viticulture and Enology Society - IVES 215
Lorenza Dalla Costa et al.

2013). In the case of GLRaV-2, infected cells                     This challenge may explain, at least in part, the
appeared first in the stem phloem and then                        lack of functional studies using these grape
colonized all plant organs including berries, thus                infectious viral vectors. Other viral vectors like
revealing a systemic virus expression                             Tobacco rattle virus (TRV) and Apple latent
propagating through the phloem. Interestingly,                    spherical virus (ASLV) vectors can provoke
the GLRaV-2-derived vector infection was                          VIGS in many plant species (Senthil-Kumar and
shown to be transmitted by grafting to a wide                     Mysore, 2011) but not in grapevine, as recently
range of grape varieties and to be genetically                    confirmed by Gao et al. (2018) who failed to
highly stable within infected plants that express                 silence VlPYL1 (pyrabactin resistance/PYL
the exogenous transmitted sequence up to 3-                       (PYR-like)) using the TRV-mediated silencing in
years post-inoculation (Dolja and Koonin, 2013).                  “Kyoho” grapes. To the best of our knowledge,
GVA- and GLRaV-2-mediated transcriptional                         only one viral-derived vector was successfully
gene silencing efficiency was demonstrated                        used to perform functional studies in grapevine.
using derived vectors harboring fragments of                      In 2007, Peretz and co-workers engineered the
targeted host genes. Thus, virus-induced                          IL-60 system derived from the geminivirus
silencing of endogenous PDS (phytoene                             Tomato yellow leaf curl virus (TYLCV). IL-60
desaturase) or ChlI (subunit I of magnesium-                      was defined as a universal DNA plant vector
protoporphyrin IX chelatase) was observed in                      system providing efficient expression or
infected grapevines, displaying leaf bleaching                    silencing in numerous plant species (Peretz et
symptoms resulting from the loss of chlorophyll                   al., 2007). Ten years later, Sun et al. (2017)
(Muruganantham et al., 2009; Kurth et al.,                        successfully exploited the IL-60 viral transient
2012). The capacity of such grapevine specific                    expression system to overexpress VvVHP1
virus vectors to silence genes in particular                      (vacuolar H + -PPase 1) in “Kyoho” berries.
organs (i.e. roots and berries), or in specific                   However, the efficiency of IL-60 system to
tissues (i.e. fruit skin) remains an open question.               silence grape genes remains to be demonstrated.

FIGURE 3. Scheme showing the functioning of CRISPR-Cas9 nuclease. PAM=protospacer adjacent
motif; NHEJ=non-homologous end joining; HDR=homology directed repair.

216 © 2019 International Viticulture and Enology Society - IVES                               OENO One 2019, 2, 205-228
Recently, viral-based vectors have been               interspersed short palindromic repeats (CRISPR)
developed as promising tools for plant genome         with the associated nuclease Cas9. The
engineering including the use of genome editing       CRISPR/Cas9 system is the most powerful gene
(Zaidi and Mansoor, 2017). Gene targeting (GT)        editing technique now available due to its
efficiency relies on the delivery method of GT        simplicity of application and effectiveness
reagents (sequence specific nucleases and repair      (Puchta and Fauser, 2014). Originally discovered
templates) to plant cells. In this way,               as a part of adaptive immunity in Streptococcus
autonomously replicating virus-based vectors          pyogenes, CRISPR/Cas9 technology has been
have been demonstrated as efficient means of          exploited to introduce desired mutations in genes
delivering GT reagents into plants. Plant RNA         of interest in medical, plant and animal studies.
viruses like the potato virus X (PVX) and the         It operates through guide RNAs composed of a
tobacco rattle virus (TRV) were used for              spacer, complementary to a desired DNA
delivering ZFN nucleases (Marton et al., 2010)        sequence, and a scaffold forming complex with
or the CRISPR guide RNAs (gRNA) (Ali et al.,          Cas9 (van der Oost et al., 2014). The Cas9/guide
2015). Using the CRISPR-Cas system combined           RNA complex scans the genome searching for
with the bean yellow dwarf virus (BEyDV)              complementarity by unwinding double stranded
rolling circle replicon, Dahan-Meir et al. (2018)     DNA. The unwinding process, prerequisite for
optimized a method to target mutagenesis and to       checking and finding the complementary target
replace genes in tomato, without any selection        site, is allowed by the protospacer-adjacent motif
marker or reporter genes. The single viral-           (PAM) recognized by the nuclease. Once the
derived construct described in this study contains    right target has been found, the nuclease can
both the CRISPR-Cas9 and a gemini viral               generate a DSB with the effect of introducing
replicon system, as well as a guide RNA and a         insertion/deletion (INDEL) mutations in the
donor fragment that can be exchanged in a             specific gene sequence. In a recent paper, Jones
modular manner. This makes the present viral-         and colleagues (2017) evaluated the kinetics of
derived vector an interesting tool that could         Cas9 nuclease by measuring the timeframes
potentially be adapted to grapevine.                  needed for unwinding double stranded DNA and
                                                      for checking complementarity to the guide RNA
5. Genome editing                                     in living E. coli. They found that each potential
The term ‘New Breeding Technologies (NBTs)’           target - each region with a PAM site (for SpCas9
comprises several techniques having different         is the triplet NGG) - is bound for less than 30
purposes and methodologies. The best known            milliseconds allowing to find a specific single
and the one which can allow precise genetic           target sequence in about six hours.
changes is genome editing. The application of         The application of these new technologies may
programmable nucleases for genome editing has         be particularly useful in grapevine since they
been one of the greatest scientific breakthroughs     produce minimal and precise modifications in
in the field of plant genetic engineering (Kim        selected genotypes of interest, such as elite
and Kim, 2014). These nucleases are enzymes           cultivars sought-after by the wine market,
which cut the DNA at specific desired sites in the    without altering the genetic background as
genome. The induced double stranded breaks            happens in traditional breeding. CRISPR/Cas9
(DSBs) are then repaired by the cell natural          technology has been successfully applied to
repair mechanism, either non-homologous end           generate edited grapevine plants (Osakabe et al.,
joining (NHEJ), which may introduce nucleotide        2018). Two different delivery systems have been
variation, or homologous recombination (HDR)          used: one based on the stable integration of the
when a donor DNA with homologous arms is              genetic components in the genome by means of
present. The main achievable outcomes are gene        A. tumefaciens gene transfer and the second one
knockout or gene replacement (Figure 3).              based on the direct delivery of purified Cas9
5.1. State-of-the art of the NBTs                     protein and gRNAs (Figure 4). Ren et al. (2016)
                                                      transformed ‘Chardonnay’ embryogenic cell
Three major classes of programmable nucleases         masses to gain point mutations in the L-idonate
for precision genome editing have been used           dehydrogenase gene. They were able to
over the past 15 years: zinc finger nucleases         regenerate plants with an altered production of
(ZFNs), transcription activator-like effector         tartaric acid and vitamin C. In 2017, ‘Neo
nucleases (TALENs), and clustered regularly           Muscat’ somatic embryos were transformed with

OENO One 2019, 2, 205-228                            © 2019 International Viticulture and Enology Society - IVES 217
Lorenza Dalla Costa et al.

FIGURE 4. Current options to perform genome editing with grapevine using CRISPR-Cas9 nuclease.

a CRISPR/Cas9 editing construct targeting the                     editing machinery via endonuclease complexes
phytoene desaturase gene and plants with albino                   or by viral particles. Accordingly, technological
leaves were produced (Nakajima et al., 2017).                     improvements of SpCas9 have been focused on
Transgenic ‘Thompson Seedless’ plants have                        three main goals: increasing accuracy and
also recently been produced with mutated                          specificity of targeting, expanding the set of
versions of the WRKY52 transcription factor                       PAM sites recognized by the nuclease, and
gene under both mono- and bi-allelic conditions                   reducing the molecular size. At present, many
(Wang et al., 2018). In an attempt to produce                     Cas variants more specific, accurate and able to
non-transgenic edited grapevines, Malnoy and                      recognize different PAM sequences have been
colleagues (2016) directly delivered the purified                 obtained by mutagenizing key amino acids of
Cas9 and gRNAs into ‘Chardonnay’ protoplasts                      SpCas9. As well, several SpCas9 orthologues
generating edited protoplasts, but not whole                      were found in other bacterial species which show
plants. However, the rate of protoplasts                          different PAM site specificities and smaller size
presenting a mutation was relatively low, around                  (Cebrian-Serrano and Davies, 2017).
0.5%.
                                                                  Another line of research is the methodological
5.2. Technical challenges for NBTs                                improvement for the delivery of CRISPR/Cas
                                                                  machinery in plant cells. This is an important
The main issues limiting the potential of the                     line of research since the availability of methods
commonly used S. pyogenes Cas9 are: i) the                        which avoid the incorporation of foreign DNA in
occurrence of off-target editing which are highly                 the host genome could be crucial in paving the
undesired, ii) the requirement of a specific PAM                  way for the exemption of genome editing
site (NGG) adjacent to the target site which                      products from GMO legislation. Recent
limits the number of potential targets and iii) the               developments and techniques in the field of
large size of the nuclease (approximately                         DNA-free genome editing are summarized in
160 KDa) which may hamper the delivery of the                     Metje-Sprink et al. (2019) and they rely mainly

218 © 2019 International Viticulture and Enology Society - IVES                               OENO One 2019, 2, 205-228
on the delivery of protein-RNA complex (RNP)                   cultivars of multiple disease resistance genes or
to protoplasts by electroporation, polyethylene                polygenic quality traits as well as the modulation
glycol (PEG) vesicles, biolistics (see paragraph               of important metabolic pathways by using
4.2). The main pitfalls of these approaches in                 multiple guide RNAs and multiple donor DNA
comparison to classical transformation system                  simultaneously but this ambitious goal will
based on A. tumefaciens, are the low editing                   require a long time and strong technological
efficiency, the lack of a selection phase to enrich            progress. Finally, CRISPR/Cas technology may
for positively edited plants and the need of                   also be used to produce genetic variability for
sequencing for screening. On the other hand,                   studying plant biology and for obtaining new
new approaches are being evaluated for the                     allelic variants with agronomic/qualitative
elimination of exogenous DNA when classical                    advantages.
Agrobacterium-mediated transformation is used.
In grapevine, if the cultivar genome is to be                  6. Regulatory framework and prospects for
preserved then backcrossing and screening of the               NBTs
progeny is not a feasible strategy and methods
for site-specific DNA cassette elimination should              Development in genome editing technologies
be considered and tested (Dalla Costa et al.,                  can decrease the cost and time required to
2019).                                                         improve agronomic as well as horticultural crops
                                                               in the future, but the broad adoption of NBT
Future prospects for grapevine genetic                         requires government support in setting up an
improvement by means of the CRISPR/Cas                         updated regulatory framework (Ma et al., 2018).
system may concern the optimization of the                     National policies concerning NBT products for
targeted insertion of donor DNA at the cleavage                feed and food will probably play a key role in
site driven by homology (knock-in strategy). At                determining their success in the foreseeable
the moment the knock-in approach remains very                  future. Two opposite attitudes towards green
challenging compared to gene knock-out                         biotechnologies may be observed: one is focused
(nucleotide mutations at the cleavage target site)             on the final product while the other pays more
but would be very useful for targeted gene                     attention to the process through which a specific
insertion or allele replacement. The donor DNA                 product has been generated. The first approach is
can contain an allelic variant with a loss or gain             followed by USA, Argentina, Australia and
of function compared to the targeted allele or                 Brazil which have established that if no foreign
could be a gene deriving from wild relatives                   genes or genetic material is present in a genome-
which can confer specific pathogen resistance. A               edited variety, then it will not be subject to
visionary objective is the introgression in elite              additional regulatory oversight and risk

TABLE 6. Main principles underpinning the European legislation on GMO.
    Principle          Legislative act                                    Requirement
                                        The applicant must present a request for GMO authorization to the Member
                                        State which will transmit it to EFSA (European Food Safety Authority) for
                 Dir. 2001/18/EC
                                        the risk assessment. EFSA’s opinion will be submitted to European
                 Reg. (EC) No 1829/2003
 Authorization                          Commission for the final decision. Authorizations are valid for a maximum
                 Dir. (EU) 2015/412
                                        of 10 years (renewable)
                                        Member States have the possibility to restrict or prohibit GMO cultivation on
                                        their territory

                                        GMOs and products produced from GMOs must be traced at all stages of
                                        their placing on the market. The information “the product/ingredient consists
 Traceability    Reg. (EC) No 1830/2003 of or contains or is produced from GMOs” must be transmitted to all the
                                        operators receiving the product along the production and distribution chains
                                        GMOs information must be recorded in a public available register

                                        Specific product labelling is required when GM material > 0.9% of the food
                 Reg. (EC) No 1829/2003 ingredient/feed material while labelling is not compulsory when GM
 Labelling
                 Reg. (EC) No 1830/2003 material ! 0.9%, provided that this presence is adventitious or technically
                                        unavoidable

OENO One 2019, 2, 205-228                                    © 2019 International Viticulture and Enology Society - IVES 219
Lorenza Dalla Costa et al.

assessment as in the case of GMO (Eriksson et                     0CRISPR%2012%20Nov%202018.pdf). In this
al., 2019). The second approach has been                          document, scientists claim that regulating
historically adopted by Europe, where, on 25th                    genome editing as GMOs will have negative
July 2018, the Court of Justice of the European                   consequences for agriculture, society and
Union ruled that organisms obtained by                            economy in Europe and hope that organisms
mutagenesis (including genome editing) are                        containing small genetic alterations and which
GMO within the scope of the GMO European                          do not contain foreign genes will not be subject
Directive 2001/18/EC (http://curia.europa.eu                      to the provisions of the EU GMO Directive but
/juris/document/document.jsf?text=&docid=204                      instead will fall under the regulatory regime that
387&pageIndex=0&doclang=EN&mode=req&d                             applies to classically bred varieties. As observed
ir=&occ=first&part=1&cid=747443). This                            by Tyczewska et al. (2018) the EU has incurred
decision strongly reaffirms the precautionary                     large investment costs in research as well as in
principle and forces gene-edited plants with                      NBTs that should promote competitiveness of
small and targeted nucleotide modifications to                    European agriculture. The huge development of
go through the very long and expensive                            analytical tools over the last years could likely
regulatory process intended for classical                         help to get out of the Manichaean diatribe
transgenic plants and defined by the Regulations                  “product vs. process”. At present, we have the
(EC) 1829/2003 and (EC) 1830/2003. This legal                     technology and the knowledge to deeply evaluate
framework relies mainly on the safety                             the plant that has been endowed with new trait,
assessment of the highest possible standards, full                at both phenotypic and genomic level. Regarding
traceability throughout the production/                           this last aspect, next generation sequencing
distribution chain and labelling requirement                      (NGS) platforms and bioinformatics can make
(Table 6).                                                        whole genome sequencing possible in short
                                                                  times and with low costs, allowing to select the
A crucial point concerns the requirement of an                    proper and safer plant material to be propagated
analytical method for the unambiguous                             and commercialized. Such scientific data should
identification of the specific genetically                        guide the actions of politicians and regulators to
modified organism. In the case of genome edited                   valorize innovations for the benefit of society.
organisms, nucleotide mutations produced by a
gene-editing      mechanism        might      be                           CONCLUSION
indistinguishable from the naturally occurring                          WHAT PERSPECTIVES
ones (or from those induced chemically or by                              FOR GRAPEVINE
irradiation) by means of the current analytical                     BIOTECHNOLOGIES AND NBTS ?
techniques available (Grohmann et al., 2019). It
follows that a method allowing to unequivocally                   Biotechnologies cover a very large number of
trace the origin of this mutation cannot be                       applications to multiply or improve sanitary or
provided as it cannot be excluded that the                        genetic of grapevine varieties. Some of these
identical DNA alterations occurred already                        technologies are now so integrated in the
spontaneously, were introduced by random                          selection of rootstock and scion varieties that
mutagenesis or were/will be created in an                         they are no longer debatable. Thus, without the
independent editing experiment. This uncertainty                  use of apex culture or micrografting, that makes
will have consequences for enforcement of the                     possible the elimination of pathogenic viruses or
GMO legislation (ENGL, 2019).                                     bacteria, it would not be possible to provide the
                                                                  industry with healthy clonal material. As a
The scientific community (upon the initiative of                  reminder, 100% of the rootstocks distributed in
VIB, a life science research institute based in                   France are certified clones, the majority of which
Belgium) expressed its opposition to the ruling                   have been sanitized by thermotherapy and
of the Court of Justice, to safeguard genome                      micrografting. This is also true for a significant
editing from GMO legislation. A hundred of                        proportion of scion clones. In terms of varietal
European research centers (University and                         innovation, the use of embryo rescue is
public and private institutes) have signed an                     widespread in the breeding of seedless table
important letter which has been submitted to the                  grapes, leading to a very innovative range of
President of the European Commission, Jean-                       varieties.
Claude Juncker on 24th January 2019
(www.vib.be/en/news/Documents/Position%20p                        The latest biotechnologies, genetic transfor-
aper%20on%20the%20ECJ%20ruling%20on%2                             mation developed in the 1990s, and genome

220 © 2019 International Viticulture and Enology Society - IVES                               OENO One 2019, 2, 205-228
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